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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRY icon
351
Tilray
TLRY
$602M
$14K ﹤0.01%
+280
New +$18.7K
YUMC icon
352
Yum China
YUMC
$16.5B
$14K ﹤0.01%
266
– –
SPWR
353
DELISTED
SunPower Corporation Common Stock
SPWR
$14K ﹤0.01%
1,100
-580
-35% -$4.88K
LVGO
354
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$14K ﹤0.01%
+100
New +$12.2K
AEP icon
355
American Electric Power
AEP
$66.9B
$13K ﹤0.01%
155
– –
AIT icon
356
Applied Industrial Technologies
AIT
$13.2B
$13K ﹤0.01%
236
-236
-50% -$14.4K
AXON
357
Axon Enterprise
AXON
$48.4B
$13K ﹤0.01%
146
– –
GDXJ icon
358
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$13K ﹤0.01%
230
– –
IJH icon
359
iShares Core S&P Mid-Cap ETF
IJH
$127B
$13K ﹤0.01%
355
– –
ISRG icon
360
Intuitive Surgical
ISRG
$139B
$13K ﹤0.01%
54
– –
JNUG icon
361
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$13K ﹤0.01%
100
-97
-49% -$14.1K
SPOT icon
362
Spotify
SPOT
$105B
$13K ﹤0.01%
55
-10
-15% -$2.58K
XLF icon
363
State Street Financial Select Sector SPDR ETF
XLF
$59B
$13K ﹤0.01%
521
-467
-47% -$11.4K
COLB icon
364
Columbia Banking Systems
COLB
$8.84B
$12K ﹤0.01%
500
– –
IWM icon
365
iShares Russell 2000 ETF
IWM
$81.5B
$12K ﹤0.01%
80
– –
KNDI
366
Kandi Technologies Group
KNDI
$63.1M
$12K ﹤0.01%
2,000
– –
MET icon
367
MetLife
MET
$61.7B
$12K ﹤0.01%
313
– –
PFG icon
368
Principal Financial Group
PFG
$24.4B
$12K ﹤0.01%
300
– –
RDFN
369
DELISTED
Redfin
RDFN
$12K ﹤0.01%
233
– –
SILJ icon
370
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$12K ﹤0.01%
869
– –
TTWO icon
371
Take-Two Interactive
TTWO
$47.4B
$12K ﹤0.01%
75
-25
-25% -$4.06K
EVA
372
DELISTED
Enviva Inc.
EVA
$12K ﹤0.01%
300
– –
SOLO
373
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$12K ﹤0.01%
4,925
– –
CDK
374
DELISTED
CDK Global, Inc.
CDK
$12K ﹤0.01%
266
– –
AFL icon
375
Aflac
AFL
$61.2B
$11K ﹤0.01%
310
– –
13 14
15
16 17

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.