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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
351
Universal Health Services
UHS
$10.5B
$13K 0.01%
106
– –
UN
352
DELISTED
Unilever NV New York Registry Shares
UN
$13K 0.01%
291
– –
CTAS icon
353
Cintas
CTAS
$81.3B
$12K 0.01%
420
– –
ENZL icon
354
iShares MSCI New Zealand ETF
ENZL
$82.9M
$12K 0.01%
250
– –
HDGE icon
355
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$12K 0.01%
120
– –
HFWA icon
356
Heritage Financial
HFWA
$1.21B
$12K 0.01%
675
+5
+0.7% +$89
IJR icon
357
iShares Core S&P Small-Cap ETF
IJR
$112B
$12K 0.01%
200
– –
LITE icon
358
Lumentum
LITE
$69.3B
$12K 0.01%
276
– –
LULU icon
359
lululemon athletica
LULU
$14.6B
$12K 0.01%
192
– –
OSUR icon
360
OraSure Technologies
OSUR
$279M
$12K 0.01%
1,500
– –
OXY icon
361
Occidental Petroleum
OXY
$55.9B
$12K 0.01%
160
-105
-40% -$7.86K
SEE
362
DELISTED
Sealed Air
SEE
$12K 0.01%
270
– –
TTWO icon
363
Take-Two Interactive
TTWO
$46.1B
$12K 0.01%
270
+170
+170% +$7.17K
TXT icon
364
Textron
TXT
$15.4B
$12K 0.01%
300
– –
VLO icon
365
Valero Energy
VLO
$85.9B
$12K 0.01%
234
– –
VNQI icon
366
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$12K 0.01%
+215
New +$12K
AGCO icon
367
AGCO
AGCO
$7.2B
$11K 0.01%
220
– –
CAT icon
368
Caterpillar
CAT
$387B
$11K 0.01%
123
+1
+0.8% +$82
FSBW icon
369
FS Bancorp
FSBW
$320M
$11K 0.01%
724
– –
NPO icon
370
Enpro
NPO
$7.05B
$11K 0.01%
188
– –
NWL icon
371
Newell Brands
NWL
$2.56B
$11K 0.01%
210
+50
+31% +$2.59K
SCHW
372
Charles Schwab
SCHW
$187B
$11K 0.01%
336
+1
+0.3% +$29
SIRI icon
373
SiriusXM
SIRI
$10.1B
$11K 0.01%
265
– –
UNIT
374
Uniti Group
UNIT
$2.32B
$11K 0.01%
364
– –
WLL
375
DELISTED
Whiting Petroleum Corporation
WLL
$11K 0.01%
+4
New +$9.38K
13 14
15
16 17

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.