We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
88
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
351
Trinity Industries
TRN
$2.49B
$13K 0.01%
972
– –
VWO icon
352
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$13K 0.01%
359
-611
-63% -$20.9K
BDX icon
353
Becton Dickinson
BDX
$48.6B
$12K 0.01%
75
– –
EA icon
354
Electronic Arts
EA
$12K 0.01%
160
+40
+33% +$2.82K
HFWA icon
355
Heritage Financial
HFWA
$1.22B
$12K 0.01%
670
+4
+0.6% +$71
IJR icon
356
iShares Core S&P Small-Cap ETF
IJR
$111B
$12K 0.01%
200
– –
IVV icon
357
iShares Core S&P 500 ETF
IVV
$897B
$12K 0.01%
57
– –
SEE
358
DELISTED
Sealed Air
SEE
$12K 0.01%
270
– –
VLO icon
359
Valero Energy
VLO
$87B
$12K 0.01%
234
– –
APU
360
DELISTED
AmeriGas Partners, L.P.
APU
$12K 0.01%
250
– –
CMI icon
361
Cummins
CMI
$88.4B
$11K 0.01%
102
-19
-16% -$2.15K
ENZL icon
362
iShares MSCI New Zealand ETF
ENZL
$83.4M
$11K 0.01%
250
– –
SU icon
363
Suncor Energy
SU
$72.5B
$11K 0.01%
392
-58
-13% -$1.59K
TXT icon
364
Textron
TXT
$15.1B
$11K 0.01%
300
– –
UNIT
365
Uniti Group
UNIT
$2.34B
$11K 0.01%
364
– –
SRC
366
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$11K 0.01%
198
+78
+65% +$4.08K
AGCO icon
367
AGCO
AGCO
$7.09B
$10K 0.01%
220
– –
CTAS icon
368
Cintas
CTAS
$80.6B
$10K 0.01%
420
– –
DVY icon
369
iShares Select Dividend ETF
DVY
$23.5B
$10K 0.01%
120
– –
EP.PRC icon
370
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
0
– –
SIRI icon
371
SiriusXM
SIRI
$10B
$10K 0.01%
265
– –
AET
372
DELISTED
Aetna Inc
AET
$10K 0.01%
82
– –
BBF
373
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$10K 0.01%
646
-24,591
-97% -$378K
BUI icon
374
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$717M
– –
0
– –
CAT icon
375
Caterpillar
CAT
$397B
$9K 0.01%
122
– –
13 14
15
16 17

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 88 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.