We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIC
326
DELISTED
Retail Opportunity Investments Corp.
ROIC
$16K 0.01%
715
– –
GNTX icon
327
Gentex
GNTX
$5.07B
$15K 0.01%
853
– –
IP icon
328
International Paper
IP
$22B
$15K 0.01%
320
– –
JEF icon
329
Jefferies Financial Group
JEF
$13.1B
$15K 0.01%
896
– –
NLY icon
330
Annaly Capital Management
NLY
$17.4B
$15K 0.01%
351
+3
+0.9% +$130
PPT
331
Franklin Premier Income Trust
PPT
$328M
$15K 0.01%
3,150
– –
RTX icon
332
RTX Corp
RTX
$301B
$15K 0.01%
237
– –
SRC
333
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$15K 0.01%
254
+56
+28% +$3.33K
BGG
334
DELISTED
Briggs & Stratton Corp.
BGG
$15K 0.01%
800
– –
CRAY
335
DELISTED
Cray, Inc.
CRAY
$15K 0.01%
640
– –
BR icon
336
Broadridge
BR
$19B
$14K 0.01%
200
– –
EA
337
DELISTED
Electronic Arts
EA
$14K 0.01%
160
– –
HQH
338
abrdn Healthcare Investors
HQH
$1.32B
$14K 0.01%
+595
New +$15K
OTTR icon
339
Otter Tail
OTTR
$3.94B
$14K 0.01%
+400
New +$13.8K
SPH icon
340
Suburban Propane Partners
SPH
$1.18B
$14K 0.01%
+434
New +$14.6K
VWO icon
341
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$14K 0.01%
359
– –
HEP
342
DELISTED
Holly Energy Partners, L.P.
HEP
$14K 0.01%
+400
New +$13.6K
BDX icon
343
Becton Dickinson
BDX
$48.2B
$13K 0.01%
75
– –
CMI icon
344
Cummins
CMI
$88.7B
$13K 0.01%
102
– –
DBC icon
345
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$13K 0.01%
866
– –
GSK icon
346
GSK
GSK
$106B
$13K 0.01%
240
– –
LABD icon
347
Direxion Daily S&P Biotech Bear 3X ETF
LABD
$57.2M
– –
0
– –
NKE icon
348
Nike
NKE
$61.9B
$13K 0.01%
254
– –
RY icon
349
Royal Bank of Canada
RY
$293B
$13K 0.01%
215
– –
SU icon
350
Suncor Energy
SU
$70.3B
$13K 0.01%
483
+91
+23% +$2.48K
12 13
14
15 16

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.