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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
326
Annaly Capital Management
NLY
$17.1B
$15K 0.01%
348
+3
+0.9% +$128
PPT
327
Franklin Premier Income Trust
PPT
$327M
$15K 0.01%
3,150
– –
RTX icon
328
RTX Corp
RTX
$300B
$15K 0.01%
237
+2
+0.9% +$128
ROIC
329
DELISTED
Retail Opportunity Investments Corp.
ROIC
$15K 0.01%
715
+500
+233% +$10.1K
GIS icon
330
General Mills
GIS
$19.2B
$14K 0.01%
+200
New +$12.7K
GS icon
331
Goldman Sachs
GS
$313B
$14K 0.01%
97
+32
+49% +$4.99K
JEF icon
332
Jefferies Financial Group
JEF
$13B
$14K 0.01%
896
+606
+209% +$9.26K
LULU icon
333
lululemon athletica
LULU
$14B
$14K 0.01%
192
– –
NKE icon
334
Nike
NKE
$63B
$14K 0.01%
254
+30
+13% +$1.71K
SPH icon
335
Suburban Propane Partners
SPH
$1.19B
– –
0
– –
TTE icon
336
TotalEnergies
TTE
$188B
$14K 0.01%
179,860,444
-2,437,472
-1% -$244
UHS icon
337
Universal Health Services
UHS
$10.4B
$14K 0.01%
106
– –
HEP
338
DELISTED
Holly Energy Partners, L.P.
HEP
– –
0
– –
UN
339
DELISTED
Unilever NV New York Registry Shares
UN
$14K 0.01%
291
– –
NMO
340
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$14K 0.01%
900
– –
BR icon
341
Broadridge
BR
$18.9B
$13K 0.01%
200
– –
DBC icon
342
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$13K 0.01%
866
– –
GNTX icon
343
Gentex
GNTX
$5.13B
$13K 0.01%
+853
New +$13.6K
GSK icon
344
GSK
GSK
$103B
$13K 0.01%
240
– –
HDGE icon
345
AdvisorShares Ranger Equity Bear ETF
HDGE
$54.4M
$13K 0.01%
120
– –
IP icon
346
International Paper
IP
$22.4B
$13K 0.01%
320
– –
LMT icon
347
Lockheed Martin
LMT
$133B
$13K 0.01%
52
– –
NWN icon
348
Northwest Natural Holdings
NWN
$2.07B
$13K 0.01%
200
– –
RY icon
349
Royal Bank of Canada
RY
$294B
$13K 0.01%
215
– –
TGT icon
350
Target
TGT
$67.1B
$13K 0.01%
182
– –
12 13
14
15 16

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MCM
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.