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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
301
Ventas
VTR
$47.9B
$20K 0.01%
340
+190
+127% +$11.9K
WPM icon
302
Wheaton Precious Metals
WPM
$60.9B
$20K 0.01%
680
– –
XLV icon
303
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$20K 0.01%
+200
New +$19.2K
ALSK
304
DELISTED
Alaska Communications Systems
ALSK
$20K 0.01%
11,458
-1,850
-14% -$3.18K
BSCK
305
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$20K 0.01%
950
– –
AVGO icon
306
Broadcom
AVGO
$2.04T
$19K 0.01%
610
– –
EOG icon
307
EOG Resources
EOG
$70.7B
$19K 0.01%
225
+15
+7% +$1.1K
LITE icon
308
Lumentum
LITE
$69.3B
$19K 0.01%
240
-3
-1% -$196
OLLI icon
309
Ollie's Bargain Outlet
OLLI
$4.94B
$19K 0.01%
297
– –
SCHB icon
310
Schwab US Broad Market ETF
SCHB
$44.9B
$19K 0.01%
1,500
– –
BX icon
311
Blackstone
BX
$110B
$18K 0.01%
325
+100
+44% +$5.19K
GDV icon
312
Gabelli Dividend & Income Trust
GDV
$2.66B
$18K 0.01%
+800
New +$16.8K
SIRI icon
313
SiriusXM
SIRI
$10.1B
$18K 0.01%
250
+50
+25% +$3.37K
SLAB icon
314
Silicon Laboratories
SLAB
$7.23B
$18K 0.01%
156
– –
SYK icon
315
Stryker
SYK
$130B
$18K 0.01%
85
+50
+143% +$10.4K
VIAV icon
316
Viavi Solutions
VIAV
$9.66B
$18K 0.01%
1,201
– –
XLE icon
317
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$18K 0.01%
590
+104
+21% +$3.08K
ASXC
318
DELISTED
Asensus Surgical, Inc.
ASXC
$18K 0.01%
12,231
+6,277
+105% +$21.8K
A icon
319
Agilent Technologies
A
$41.2B
$17K 0.01%
202
– –
INCY icon
320
Incyte
INCY
$24.4B
$17K 0.01%
200
– –
INFY icon
321
Infosys
INFY
$50.7B
$17K 0.01%
1,600
– –
MPC icon
322
Marathon Petroleum
MPC
$83.7B
$17K 0.01%
+287
New +$18K
MRVL icon
323
Marvell Technology
MRVL
$196B
$17K 0.01%
+630
New +$16K
PFG icon
324
Principal Financial Group
PFG
$24.3B
$17K 0.01%
300
+200
+200% +$10.9K
PI icon
325
Impinj
PI
$5.6B
$17K 0.01%
659
– –
11 12
13
14 15

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.