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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
276
General Mills
GIS
$19.9B
$5.55K ﹤0.01%
65
– –
BJ icon
277
BJs Wholesale Club
BJ
$12.3B
$5.48K ﹤0.01%
72
– –
EBAY icon
278
eBay
EBAY
$47.9B
$5.33K ﹤0.01%
120
– –
TEAM icon
279
Atlassian
TEAM
$38.5B
$5.14K ﹤0.01%
30
– –
HFRO
280
Highland Opportunities and Income Fund
HFRO
$404M
$5.08K ﹤0.01%
578
– –
ARKQ icon
281
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$5.03K ﹤0.01%
100
– –
ALL icon
282
Allstate
ALL
$68.2B
$4.99K ﹤0.01%
45
– –
CRSP icon
283
CRISPR Therapeutics
CRSP
$5.17B
$4.98K ﹤0.01%
110
-5
-4% -$243
EQNR icon
284
Equinor
EQNR
$97.4B
$4.98K ﹤0.01%
+175
New +$5.28K
LUV icon
285
Southwest Airlines
LUV
$22B
$4.95K ﹤0.01%
152
– –
HYMB icon
286
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$4.86K ﹤0.01%
194
– –
SHOP icon
287
Shopify
SHOP
$200B
$4.79K ﹤0.01%
100
-50
-33% -$2.2K
TRV icon
288
Travelers Companies
TRV
$78.3B
$4.63K ﹤0.01%
27
– –
SILJ icon
289
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$4.52K ﹤0.01%
407
– –
SA
290
Seabridge Gold
SA
$3.36B
$4.46K ﹤0.01%
344
– –
JD icon
291
JD.com
JD
$45.2B
$4.39K ﹤0.01%
100
– –
NFLX icon
292
Netflix
NFLX
$318B
$4.15K ﹤0.01%
120
– –
C icon
293
Citigroup
C
$227B
$4.13K ﹤0.01%
88
– –
CI icon
294
Cigna
CI
$73.6B
$4.09K ﹤0.01%
16
– –
HBAN icon
295
Huntington Bancshares
HBAN
$35.6B
$4.03K ﹤0.01%
+360
New +$5.01K
SBRA icon
296
Sabra Healthcare REIT
SBRA
$5.28B
$4.03K ﹤0.01%
350
– –
APPN icon
297
Appian
APPN
$2.55B
$4K ﹤0.01%
90
+5
+6% +$202
PRU icon
298
Prudential Financial
PRU
$42.1B
$3.89K ﹤0.01%
47
– –
HAL icon
299
Halliburton
HAL
$28B
$3.72K ﹤0.01%
118
+1
+0.9% +$37
RDFN
300
DELISTED
Redfin
RDFN
$3.62K ﹤0.01%
400
– –
10 11
12
13 14

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.