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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
276
DELISTED
CDK Global, Inc.
CDK
$23K 0.01%
366
– –
GWW icon
277
W.W. Grainger
GWW
$65.3B
$22K 0.01%
123
– –
HSY icon
278
Hershey
HSY
$35.2B
$22K 0.01%
206
-44
-18% -$4.85K
JCI icon
279
Johnson Controls International
JCI
$88.8B
$22K 0.01%
497
-142
-22% -$5.94K
NFLX icon
280
Netflix
NFLX
$299B
$22K 0.01%
1,500
-2,600
-63% -$40K
SEE
281
DELISTED
Sealed Air
SEE
$22K 0.01%
490
– –
WCN
282
Waste Connections
WCN
$42.2B
$22K 0.01%
334
-1
-0.3% -$62
GER
283
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$22K 0.01%
+339
New +$23.3K
AYR
284
DELISTED
Aircastle Ltd
AYR
$22K 0.01%
1,000
– –
CP icon
285
Canadian Pacific Kansas City
CP
$78.1B
$21K 0.01%
665
– –
NKX icon
286
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$21K 0.01%
1,375
– –
IFLN
287
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$21K 0.01%
1,083
+58
+6% +$1.1K
UN
288
DELISTED
Unilever NV New York Registry Shares
UN
$21K 0.01%
375
-66
-15% -$3.56K
VXX
289
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$21K 0.01%
406
+250
+160% +$14.5K
ENR icon
290
Energizer
ENR
$1.44B
$20K 0.01%
407
– –
HYS icon
291
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$20K 0.01%
+200
New +$20.2K
EMR icon
292
Emerson Electric
EMR
$83.9B
$19K 0.01%
318
– –
EOG icon
293
EOG Resources
EOG
$79.2B
$19K 0.01%
210
-33
-14% -$3.04K
ETG
294
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$19K 0.01%
+1,100
New +$18.2K
B
295
Barrick Mining
B
$61.5B
$19K 0.01%
1,177
-456
-28% -$7.8K
HBI
296
DELISTED
Hanesbrands
HBI
$19K 0.01%
832
+120
+17% +$2.59K
MIDD icon
297
Middleby
MIDD
$6.04B
$19K 0.01%
153
– –
BGG
298
DELISTED
Briggs & Stratton Corp.
BGG
$19K 0.01%
800
– –
SHPG
299
DELISTED
Shire pic
SHPG
$19K 0.01%
115
– –
AWK icon
300
American Water Works
AWK
$26.7B
$18K 0.01%
233
+1
+0.4% +$79
10 11
12
13 14

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.