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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIN icon
276
Fortune Brands Innovations
FBIN
$6.06B
$25K 0.02%
702
– –
GWW icon
277
W.W. Grainger
GWW
$60.2B
$25K 0.02%
100
– –
TIP icon
278
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.02%
222
– –
ECF
279
Ellsworth Growth & Income Fund
ECF
$172M
$24K 0.02%
2,780
– –
HDGE icon
280
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$24K 0.02%
200
+20
+11% +$2.35K
OGS icon
281
ONE Gas
OGS
$5.04B
$24K 0.02%
690
– –
TJX icon
282
TJX Companies
TJX
$178B
$24K 0.02%
800
– –
GSK icon
283
GSK
GSK
$106B
$23K 0.02%
393
+160
+69% +$9.81K
RMTI icon
284
Rockwell Medical
RMTI
$28.2M
$23K 0.02%
+23
New +$26K
SIRI icon
285
SiriusXM
SIRI
$10.1B
$23K 0.02%
665
– –
SINA
286
DELISTED
Sina Corp
SINA
$23K 0.02%
560
– –
PCP
287
DELISTED
PRECISION CASTPARTS CORP
PCP
$23K 0.02%
99
– –
AIT icon
288
Applied Industrial Technologies
AIT
$13.3B
$22K 0.02%
472
– –
APA icon
289
APA Corp
APA
$13.3B
$22K 0.02%
238
– –
BKH icon
290
Black Hills Corp
BKH
$5.68B
$22K 0.02%
467
– –
CLB icon
291
Core Laboratories
CLB
$521M
$22K 0.02%
150
+20
+15% +$3.09K
HIG icon
292
Hartford Financial Services
HIG
$39.3B
$22K 0.02%
579
– –
TSLA icon
293
Tesla
TSLA
$1.3T
$22K 0.02%
1,350
-435
-24% -$7.18K
CNI icon
294
Canadian National Railway
CNI
$76.6B
$21K 0.02%
300
– –
ES icon
295
Eversource Energy
ES
$27.2B
$21K 0.02%
464
– –
CCL icon
296
Carnival Corporation Ltd
CCL
$39.7B
$20K 0.02%
502
-498
-50% -$18.9K
CGNX icon
297
Cognex
CGNX
$11.3B
$20K 0.02%
1,000
– –
DBC icon
298
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$20K 0.02%
866
– –
EQT icon
299
EQT Corp
EQT
$32.3B
$20K 0.02%
399
– –
EW icon
300
Edwards Lifesciences
EW
$51.7B
$20K 0.02%
1,200
– –
10 11
12
13 14

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.