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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
251
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.01%
2,515
– –
BTI icon
252
British American Tobacco
BTI
$128B
$33K 0.01%
704
– –
HPE icon
253
Hewlett Packard
HPE
$70.5B
$33K 0.01%
2,000
-51
-2% -$817
LGND icon
254
Ligand Pharmaceuticals
LGND
$6.36B
$33K 0.01%
191
– –
SHOP icon
255
Shopify
SHOP
$195B
$33K 0.01%
2,000
-20
-1% -$305
TRV icon
256
Travelers Companies
TRV
$80.2B
$33K 0.01%
255
– –
FEN
257
DELISTED
First Trust Energy Income and Growth Fund
FEN
$33K 0.01%
1,466
– –
BURL icon
258
Burlington
BURL
$23.2B
$32K 0.01%
197
– –
GF
259
New Germany Fund
GF
$188M
$32K 0.01%
1,782
– –
PSX icon
260
Phillips 66
PSX
$81.4B
$32K 0.01%
284
– –
AABA
261
DELISTED
Altaba Inc
AABA
$32K 0.01%
473
– –
FBIN icon
262
Fortune Brands Innovations
FBIN
$6.06B
$31K 0.01%
702
– –
LULU icon
263
lululemon athletica
LULU
$14.6B
$31K 0.01%
192
– –
WOOD icon
264
iShares Global Timber & Forestry ETF
WOOD
$274M
$31K 0.01%
406
– –
MDYV icon
265
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$30K 0.01%
550
-546
-50% -$29.3K
NOBL icon
266
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$30K 0.01%
+900
New +$29.5K
ALSK
267
DELISTED
Alaska Communications Systems
ALSK
$30K 0.01%
18,250
– –
DISH
268
DELISTED
DISH Network Corp.
DISH
$29K 0.01%
800
– –
ORBC
269
DELISTED
ORBCOMM, Inc.
ORBC
$29K 0.01%
2,716
– –
CELG
270
DELISTED
Celgene Corp
CELG
$29K 0.01%
322
-14
-4% -$1.24K
CP icon
271
Canadian Pacific Kansas City
CP
$80.5B
$28K 0.01%
665
– –
HOG icon
272
Harley-Davidson
HOG
$2.71B
$28K 0.01%
625
– –
IJR icon
273
iShares Core S&P Small-Cap ETF
IJR
$112B
$28K 0.01%
320
– –
VFL
274
DELISTED
abrdn National Municipal Income Fund
VFL
$28K 0.01%
2,327
– –
BKH icon
275
Black Hills Corp
BKH
$5.69B
$27K 0.01%
467
– –
9 10
11
12 13

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.