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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$16.8M
Cap. Flow %
7.55%
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118

Top Buys

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.5M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12.1M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.4M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$11.4M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.39M

Top Sells

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$15.7M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$12.3M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$12.3M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.46M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 19.32%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSK
251
DELISTED
Alaska Communications Systems
ALSK
$33K 0.01%
18,250
– –
BHC icon
252
Bausch Health
BHC
$2.34B
$32K 0.01%
+2,000
New +$37.2K
FEN
253
DELISTED
First Trust Energy Income and Growth Fund
FEN
$32K 0.01%
1,466
– –
WOOD icon
254
iShares Global Timber & Forestry ETF
WOOD
$274M
$31K 0.01%
402
– –
CI icon
255
Cigna
CI
$74.6B
$30K 0.01%
180
– –
DISH
256
DELISTED
DISH Network Corp.
DISH
$30K 0.01%
800
– –
CELG
257
DELISTED
Celgene Corp
CELG
$30K 0.01%
336
+14
+4% +$1.34K
VFL
258
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-2,327
Closed -$30K
MLNX
259
DELISTED
Mellanox Technologies, Ltd.
MLNX
$29K 0.01%
400
– –
MMU
260
Western Asset Managed Municipals Fund
MMU
$554M
– –
-2,363
Closed -$31.7K
HOG icon
261
Harley-Davidson
HOG
$2.71B
$27K 0.01%
625
– –
PSX icon
262
Phillips 66
PSX
$81.4B
$27K 0.01%
284
– –
BURL icon
263
Burlington
BURL
$23.2B
$26K 0.01%
197
– –
ABMD
264
DELISTED
Abiomed Inc
ABMD
$26K 0.01%
90
– –
BKH icon
265
Black Hills Corp
BKH
$5.69B
$25K 0.01%
467
– –
IJR icon
266
iShares Core S&P Small-Cap ETF
IJR
$112B
$25K 0.01%
320
+66
+26% +$5.14K
RSPS icon
267
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
$25K 0.01%
+1,000
New +$26.1K
SHOP icon
268
Shopify
SHOP
$195B
$25K 0.01%
2,000
– –
TIP icon
269
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
VYM icon
270
Vanguard High Dividend Yield ETF
VYM
$82.8B
$25K 0.01%
+304
New +$26.1K
MUS
271
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.01%
1,978
+29
+1% +$372
BRSP
272
BrightSpire Capital
BRSP
$648M
$24K 0.01%
+1,270
New +$24.9K
CMU
273
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-5,321
Closed -$23.9K
ENR icon
274
Energizer
ENR
$1.55B
$24K 0.01%
407
– –
ILMN icon
275
Illumina
ILMN
$28.4B
$24K 0.01%
105
– –
9 10
11
12 13

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Tradewinds Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.

  • Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
  • Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
  • Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
  • Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.

Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.