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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
251
Stryker
SYK
$128B
$30K 0.02%
250
– –
BKH icon
252
Black Hills Corp
BKH
$5.41B
$29K 0.02%
467
– –
CLX icon
253
Clorox
CLX
$12.7B
$29K 0.02%
210
-70
-25% -$9.08K
MS icon
254
Morgan Stanley
MS
$344B
$29K 0.02%
1,100
-52
-5% -$1.36K
PFG icon
255
Principal Financial Group
PFG
$24.4B
$29K 0.02%
711
– –
VYM icon
256
Vanguard High Dividend Yield ETF
VYM
$82.6B
$29K 0.02%
412
-747
-64% -$52.2K
SINA
257
DELISTED
Sina Corp
SINA
$29K 0.02%
560
– –
NSU
258
DELISTED
Nevsun Resources Ltd.
NSU
$29K 0.02%
+10,000
New +$33K
CGNX icon
259
Cognex
CGNX
$11.9B
$28K 0.02%
1,300
– –
ES icon
260
Eversource Energy
ES
$27.3B
$28K 0.02%
464
– –
GWW icon
261
W.W. Grainger
GWW
$61.2B
$28K 0.02%
123
– –
HOG icon
262
Harley-Davidson
HOG
$2.77B
$28K 0.02%
615
– –
HSY icon
263
Hershey
HSY
$35.9B
$28K 0.02%
250
– –
PSX icon
264
Phillips 66
PSX
$80.6B
$28K 0.02%
350
-25
-7% -$2.04K
BIDU icon
265
Baidu
BIDU
$37.8B
$27K 0.02%
164
– –
CCL icon
266
Carnival Corporation Ltd
CCL
$40.7B
$27K 0.02%
602
– –
DFS
267
DELISTED
Discover Financial Services
DFS
$27K 0.02%
495
– –
FNV icon
268
Franco-Nevada
FNV
$43.8B
$27K 0.02%
356
+90
+34% +$6.09K
RIO icon
269
Rio Tinto
RIO
$164B
$27K 0.02%
860
+3
+0.4% +$90
SCHE icon
270
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$27K 0.02%
1,292
-3,297
-72% -$67.8K
MUS
271
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$27K 0.02%
1,790
-46,333
-96% -$674K
CMU
272
DELISTED
MFS High Yield Municipal Trust
CMU
– –
0
– –
IYE icon
273
iShares US Energy ETF
IYE
$1.7B
$26K 0.02%
681
– –
TIP icon
274
iShares TIPS Bond ETF
TIP
$14.5B
$26K 0.02%
222
-220
-50% -$25.3K
XCO
275
DELISTED
Exco Resources
XCO
$26K 0.02%
+1,356
New +$23.6K
9 10
11
12 13

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.