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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALY
226
Callaway Golf Company
CALY
$3.14B
$31K 0.02%
2,000
– –
TRV icon
227
Travelers Companies
TRV
$80.2B
$31K 0.02%
255
– –
BND icon
228
Vanguard Total Bond Market
BND
$158B
$30K 0.01%
382
+362
+1,810% +$28.3K
EME icon
229
Emcor
EME
$36B
$30K 0.01%
500
– –
FXY icon
230
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
$30K 0.01%
+350
New +$29.7K
NKE icon
231
Nike
NKE
$61.9B
$30K 0.01%
408
-285
-41% -$21.3K
BKH icon
232
Black Hills Corp
BKH
$5.69B
$29K 0.01%
467
– –
ABMD
233
DELISTED
Abiomed Inc
ABMD
$29K 0.01%
90
– –
GLDM icon
234
SPDR Gold MiniShares Trust
GLDM
$29.5B
$28K 0.01%
1,100
+500
+83% +$12.3K
LW icon
235
Lamb Weston
LW
$7.19B
$28K 0.01%
383
– –
WDC icon
236
Western Digital
WDC
$150B
$28K 0.01%
1,008
– –
IWD icon
237
iShares Russell 1000 Value ETF
IWD
$83.7B
$27K 0.01%
+247
New +$29.6K
MMU
238
Western Asset Managed Municipals Fund
MMU
$554M
$27K 0.01%
2,138
– –
NOBL icon
239
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$27K 0.01%
900
– –
PFG icon
240
Principal Financial Group
PFG
$24.3B
$27K 0.01%
600
-168
-22% -$8.27K
SLB icon
241
SLB Ltd
SLB
$75B
$27K 0.01%
752
-431
-36% -$21.3K
TWTR
242
DELISTED
Twitter, Inc.
TWTR
$27K 0.01%
945
– –
AABA
243
DELISTED
Altaba Inc
AABA
$27K 0.01%
473
– –
GIS icon
244
General Mills
GIS
$19.7B
$26K 0.01%
676
-470
-41% -$19.9K
HPE icon
245
Hewlett Packard
HPE
$70.5B
$26K 0.01%
2,000
– –
ALSK
246
DELISTED
Alaska Communications Systems
ALSK
$26K 0.01%
18,250
– –
AIT icon
247
Applied Industrial Technologies
AIT
$13.3B
$25K 0.01%
472
– –
CAG icon
248
Conagra Brands
CAG
$7.23B
$25K 0.01%
1,150
– –
GD icon
249
General Dynamics
GD
$106B
$25K 0.01%
161
-100
-38% -$17.9K
WCN
250
Waste Connections
WCN
$42B
$25K 0.01%
334
– –
8 9
10
11 12

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.