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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$67.6M
AUM Growth
-$49.5M
Cap. Flow
-$52.3M
Cap. Flow %
-77.37%
Top 10 Hldgs %
100%
Holding
7
New
–
Increased
2
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$9.36M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$2.82M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$41.8M
2
HPS
John Hancock Preferred Income Fund III
HPS
+$8.62M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$7.03M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.32K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
1
Invesco Preferred ETF
PGX
$3.81B
$42.4M 62.68%
3,694,150
+857,423
+30% +$9.36M
VRP icon
2
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$8.03M 11.88%
362,656
+126,053
+53% +$2.82M
PFF icon
3
iShares Preferred and Income Securities ETF
PFF
$13.3B
$6.95M 10.28%
222,784
-245
-0.1% -$7.32K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$5.68M 8.4%
4,748
-37,544
-89% -$41.8M
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.96B
$4.57M 6.77%
3,795
-6,297
-62% -$7.03M
BTZ icon
6
BlackRock Credit Allocation Income Trust
BTZ
$935M
– –
-723,135
Closed -$7M
HPS
7
John Hancock Preferred Income Fund III
HPS
$456M
– –
-646,421
Closed -$8.62M

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AP
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VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q4 2023 Portfolio in Review

As of Q4 2023, Spectrum Asset Management (Connecticut) held 7 positions worth $67.6M, down 42% from $117M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $52.3M in Q4 2023, closing 2 positions and reducing 3 holdings. Its most notable exit was John Hancock Preferred Income Fund III, an estimated $8.62M position sold in full.

Against the trend, Spectrum Asset Management (Connecticut) added an estimated $9.36M to Invesco Preferred ETF.

  • Spectrum Asset Management (Connecticut) added most to Invesco Preferred ETF in Q4 2023, an estimated $9.36M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q4 2023 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $41.8M.
  • Spectrum Asset Management (Connecticut) fully exited John Hancock Preferred Income Fund III in Q4 2023, selling an estimated $8.62M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $67.6M portfolio in Q4 2023.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 2 in Q4 2023.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 42% quarter-over-quarter to $67.6M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2023, filed 6 Feb 2024.