SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+0.08%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
+$168M
Cap. Flow %
15.12%
Top 10 Hldgs %
89.17%
Holding
24
New
3
Increased
12
Reduced
3
Closed
3

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.75M
2
KEY.PRG
KeyCorp Pfd
KEY.PRG
$683K
3
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$518K
4
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
$266K
5
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$209K

Top Sells

1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$11.6M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$3.05M
3
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$698K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$566K
5
HPS
John Hancock Preferred Income Fund III
HPS
$463K

Sector Composition

1 Financials 3.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$107M 9.68% 82,101 +2,861 +4% +$3.75M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$34.6M 3.11% 1,348,307 -4,744 -0.4% -$122K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$31.1M 2.8% 1,241,030 -121,792 -9% -$3.05M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.6M 2.57% 1,108,729 +1,490 +0.1% +$38.4K
BCS.PRD.CL
5
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$15.5M 1.4% 595,507 +8,029 +1% +$209K
BTZ icon
6
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$12.9M 1.16% 966,571 – –
HPS
7
John Hancock Preferred Income Fund III
HPS
$474M
$12.5M 1.13% 646,421 -23,923 -4% -$463K
KEY.PRG
8
DELISTED
KeyCorp Pfd
KEY.PRG
$1.76M 0.16% 12,850 +5,000 +64% +$683K
RBS.PRH.CL
9
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.23M 0.11% 48,145 +2,090 +5% +$53.2K
NW.PRC.CL
10
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$574K 0.05% 22,316 +10,353 +87% +$266K
RBS.PRS.CL
11
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$518K 0.05% +20,504 New +$518K
BCS.PR.CL
12
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– – -451,905 Closed -$11.6M
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– – -22,482 Closed -$566K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
– – -27,776 Closed -$698K