SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
24
New
Increased
Reduced
Closed

Top Buys

1
+$3.75M
2
+$683K
3
+$518K
4
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
+$266K
5
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$209K

Top Sells

1
+$11.6M
2
+$3.05M
3
+$698K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$566K
5
HPS
John Hancock Preferred Income Fund III
HPS
+$463K

Sector Composition

1 Financials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$107M 9.68%
82,101
+2,861
2
$34.6M 3.11%
1,348,307
-4,744
3
$31.1M 2.8%
1,241,030
-121,792
4
$28.6M 2.57%
1,108,729
+1,490
5
$15.5M 1.4%
595,507
+8,029
6
$12.9M 1.16%
966,571
7
$12.5M 1.13%
646,421
-23,923
8
$1.75M 0.16%
12,850
+5,000
9
$1.23M 0.11%
48,145
+2,090
10
$574K 0.05%
22,316
+10,353
11
$518K 0.05%
+20,504
12
– –
-451,905
13
– –
-22,482
14
– –
-27,776