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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
+$34M
Cap. Flow
+$33.2M
Cap. Flow %
2.9%
Top 10 Hldgs %
88.12%
Holding
23
New
2
Increased
3
Reduced
9
Closed
–

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$17.9M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$5.8M
3
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$617K
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$523K

Top Sells

Rank Stock Value
1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$2.31M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$505K
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$367K
4
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$13.7K
5
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$1.22K

Sector Composition

Rank Sector Weight
1 Financials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$97.7M 8.53%
82,101
– –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$35.1M 3.07%
1,475,797
+234,767
+19% +$5.8M
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$31.7M 2.77%
1,257,724
-90,583
-7% -$2.31M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$27.8M 2.43%
1,094,370
-14,359
-1% -$367K
PFF icon
5
iShares Preferred and Income Securities ETF
PFF
$13.2B
$17.6M 1.54%
+472,317
New +$17.9M
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$14.7M 1.28%
575,937
-19,570
-3% -$505K
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.5M 1.09%
966,571
– –
HPS
8
John Hancock Preferred Income Fund III
HPS
$458M
$11.5M 1%
646,421
– –
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$1.73M 0.15%
12,841
-9
-0.1% -$1.22K
RBS.PRH.CL
10
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.2M 0.11%
47,605
-540
-1% -$13.7K
RBS.PRS.CL
11
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.13M 0.1%
44,956
+24,452
+119% +$617K
NW.PRC.CL
12
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$572K 0.05%
22,316
– –
LQD icon
13
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$515K 0.05%
+4,397
New +$523K

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SRF
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7IH
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HPM
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GSC
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Spectrum Asset Management (Connecticut)'s Q4 2016 Portfolio in Review

As of Q4 2016, Spectrum Asset Management (Connecticut) held 23 positions worth $1.14B, up 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Spectrum Asset Management (Connecticut)'s Q4 2016 filing shows 2 new, 3 increased and 9 reduced positions. Its largest new stake was iShares Preferred and Income Securities ETF: 472,317 shares worth $17.6M. The largest sale was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 2.8% of assets, down from 3.1% a quarter earlier.

  • Spectrum Asset Management (Connecticut)'s largest Q4 2016 buy was iShares Preferred and Income Securities ETF: 472,317 shares worth $17.6M.
  • Spectrum Asset Management (Connecticut) added most to Royal Bank Of Scotland Group Plc in Q4 2016, an estimated $5.8M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q4 2016 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $2.31M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 88% of its $1.14B portfolio in Q4 2016.
  • Spectrum Asset Management (Connecticut) opened 2 new positions and closed 0 in Q4 2016.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 3.1% quarter-over-quarter to $1.14B.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2016, filed 13 Feb 2017.