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SAMC
Spectrum Asset Management (Connecticut) Portfolio holdings
AUM
$50M
1-Year Est. Return
2.62%
This Fund
S&P 500
This Quarter
Est. Return
-0.7%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$4M
(-2.6%)
Cap. Flow
-$2.91M
Cap. Flow
% of AUM
-1.92%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
8
New
2
Increased
1
Reduced
1
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.18M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$411K |
| 3 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$132K |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $109M | 71.54% |
82,845
+100
| +0.1% | +$132K |
|
|
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
| $15.6M | 10.29% |
604,490
-151,447
| -20% | -$3.95M |
|
3
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $12.9M | 8.49% |
966,571
| – | – |
|
|
HPS
4
John Hancock Preferred Income Fund III
HPS
$458M
| $12.1M | 7.99% |
646,421
| – | – |
|
|
5
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $2.16M | 1.42% |
+56,689
| New | +$2.18M |
|
|
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $412K | 0.27% |
+3,396
| New | +$411K |
|
|
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
| – | – |
-48,098
| Closed | -$1.24M |
|
|
NW.PRC.CL
8
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
| – | – |
-17,316
| Closed | -$442K |
|
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Spectrum Asset Management (Connecticut)'s Q4 2017 Portfolio in Review
As of Q4 2017, Spectrum Asset Management (Connecticut) held 8 positions worth $152M, down 2.6% from $156M the previous quarter. Its ten largest holdings account for 100% of the portfolio.
Spectrum Asset Management (Connecticut)'s Q4 2017 filing shows 2 new, 1 increased, 1 reduced and 2 closed positions. Its largest new stake was iShares Preferred and Income Securities ETF: 56,689 shares worth $2.16M. The largest sale was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), an estimated $3.95M.
By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 13% a quarter earlier.
- Spectrum Asset Management (Connecticut)'s largest Q4 2017 buy was iShares Preferred and Income Securities ETF: 56,689 shares worth $2.16M.
- Spectrum Asset Management (Connecticut) added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2017, an estimated $132K increase.
- Spectrum Asset Management (Connecticut)'s biggest Q4 2017 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $3.95M.
- Spectrum Asset Management (Connecticut) fully exited The Royal Bank Of Scotland Group in Q4 2017, selling an estimated $1.24M.
- Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $152M portfolio in Q4 2017.
- Spectrum Asset Management (Connecticut) opened 2 new positions and closed 2 in Q4 2017.
- Spectrum Asset Management (Connecticut)'s portfolio value fell 2.6% quarter-over-quarter to $152M.
Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2017, filed 12 Feb 2018.