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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$64.7M
Cap. Flow
-$96.9M
Cap. Flow %
-8.97%
Top 10 Hldgs %
90.24%
Holding
25
New
2
Increased
2
Reduced
11
Closed
3

Top Buys

Rank Stock Value
1
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$55.2K

Top Sells

Rank Stock Value
1
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$27.8M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$17.6M
3
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$13M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$5.85M
5
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$1.73M

Sector Composition

Rank Sector Weight
1 Financials 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$102M 9.42%
82,101
– –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$36.6M 3.39%
1,461,281
-14,516
-1% -$361K
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$26.7M 2.47%
1,029,908
-227,816
-18% -$5.85M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.7M 1.18%
966,571
– –
HPS
5
John Hancock Preferred Income Fund III
HPS
$458M
$11.9M 1.1%
646,421
– –
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$1.96M 0.18%
75,944
-499,993
-87% -$13M
RBS.PRS.CL
7
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.2M 0.11%
47,130
+2,174
+5% +$55.2K
RBS.PRH.CL
8
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$981K 0.09%
38,115
-9,490
-20% -$244K
NW.PRC.CL
9
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$581K 0.05%
22,316
– –
PFF icon
10
iShares Preferred and Income Securities ETF
PFF
$13.2B
$426K 0.04%
11,017
-461,300
-98% -$17.6M
LQD icon
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-4,397
Closed -$515K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-12,841
Closed -$1.73M
BCS.PRA.CL
13
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
– –
-1,094,370
Closed -$27.8M

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VCMGDR
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SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
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HPM
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GSC
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VM
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CZI
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Spectrum Asset Management (Connecticut)'s Q1 2017 Portfolio in Review

As of Q1 2017, Spectrum Asset Management (Connecticut) held 25 positions worth $1.08B, down 5.6% from $1.14B the previous quarter. Its ten largest holdings account for 90% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $96.9M in Q1 2017, closing 3 positions and reducing 11 holdings. Its most notable exit was Barclays Bank Plc Series 3, an estimated $27.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 2.8% a quarter earlier.

Against the trend, Spectrum Asset Management (Connecticut) added an estimated $55.2K to The Royal Bank Of Scotland Group.

  • Spectrum Asset Management (Connecticut) added most to The Royal Bank Of Scotland Group in Q1 2017, an estimated $55.2K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q1 2017 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $17.6M.
  • Spectrum Asset Management (Connecticut) fully exited Barclays Bank Plc Series 3 in Q1 2017, selling an estimated $27.8M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 90% of its $1.08B portfolio in Q1 2017.
  • Spectrum Asset Management (Connecticut) opened 2 new positions and closed 3 in Q1 2017.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 5.6% quarter-over-quarter to $1.08B.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2017, filed 11 May 2017.