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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$26.3M
Cap. Flow
+$30.5M
Cap. Flow %
17.46%
Top 10 Hldgs %
100%
Holding
6
New
1
Increased
1
Reduced
2
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$69.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.26M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$31.8M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$8.7M

Sector Composition

Rank Sector Weight
1 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$80.6M 46.07%
63,889
-25,086
-28% -$31.8M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$71.6M 40.89%
671,986
+665,151
+9,732% +$69.8M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$931M
$10.8M 6.18%
966,571
– –
HPS
4
John Hancock Preferred Income Fund III
HPS
$457M
$10.2M 5.85%
646,421
– –
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$1.26M 0.72%
+11,203
New +$1.26M
HSBC.PRA
6
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$499K 0.29%
19,348
-339,026
-95% -$8.7M

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SRF
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7IH
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HPM
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GSC
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VM
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CZI
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Spectrum Asset Management (Connecticut)'s Q4 2018 Portfolio in Review

As of Q4 2018, Spectrum Asset Management (Connecticut) held 6 positions worth $175M, up 18% from $149M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $30.5M of net new capital in Q4 2018, opening 1 new position and adding to 1 existing holding. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 11,203 shares worth $1.26M.

By sector, the portfolio is most concentrated in Financials at 0.29% of assets, down from 6.2% a quarter earlier.

On the sell side, the largest reduction was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $31.8M trimmed.

  • Spectrum Asset Management (Connecticut)'s largest Q4 2018 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 11,203 shares worth $1.26M.
  • Spectrum Asset Management (Connecticut) added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $69.8M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q4 2018 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $31.8M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $175M portfolio in Q4 2018.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 0 in Q4 2018.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 18% quarter-over-quarter to $175M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2018, filed 14 Feb 2019.