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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $69.6M
1-Year Est. Return 1.92%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
-1.92%
3 Year Est. Return
-0.74%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$975K
Cap. Flow
+$3.97M
Cap. Flow %
2.6%
Top 10 Hldgs %
100%
Holding
7
New
1
Increased
1
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.86M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$237K

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.16M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$1.56M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$412K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.82%
2 Financials 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.43B
$115M 75.18%
88,975
+6,130
+7% +$7.86M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$14M 9.18%
544,360
-60,130
-10% -$1.56M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$902M
$12.2M 8.02%
966,571
– –
HPS
4
John Hancock Preferred Income Fund III
HPS
$417M
$11.4M 7.46%
646,421
– –
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$237K 0.16%
+2,209
New +$237K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
– –
-3,396
Closed -$412K
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$12.7B
– –
-56,689
Closed -$2.16M

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AIS
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FAM
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CAS
CTC Alternative Strategies Chicago, Illinois $69.3M AUM 51.76% 1-Year Est. Return
QWM
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ILCM
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JC
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VM
Varde Management Minneapolis, Minnesota $68.4M AUM 187.6% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q1 2018 Portfolio in Review

As of Q1 2018, Spectrum Asset Management (Connecticut) held 7 positions worth $153M, up 0.64% from $152M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut)'s Q1 2018 filing shows 1 new, 1 increased, 1 reduced and 2 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 2,209 shares worth $237K. The largest sale was iShares Preferred and Income Securities ETF, an estimated $2.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 90% a quarter earlier, followed by Financials.

  • Spectrum Asset Management (Connecticut)'s largest Q1 2018 buy was iShares Core US Aggregate Bond ETF: 2,209 shares worth $237K.
  • Spectrum Asset Management (Connecticut) added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2018, an estimated $7.86M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q1 2018 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $1.56M.
  • Spectrum Asset Management (Connecticut) fully exited iShares Preferred and Income Securities ETF in Q1 2018, selling an estimated $2.16M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $153M portfolio in Q1 2018.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 2 in Q1 2018.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 0.64% quarter-over-quarter to $153M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2018, filed 14 May 2018.