SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-5.6%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$257M
AUM Growth
–
Cap. Flow
+$257M
Cap. Flow %
100%
Top 10 Hldgs %
95.84%
Holding
19
New
19
Increased
–
Reduced
–
Closed
–

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$44M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$32.9M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$31.6M
4
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.9M
5
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$28.4M

Top Sells

No sells this quarter

Sector Composition

1 Financials 12.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$44M 17.13%
+36,977
New +$44M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$32.9M 12.82%
+1,323,738
New +$32.9M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$31.6M 12.3%
+28,372
New +$31.6M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.9M 11.26%
+1,156,719
New +$28.9M
RBS.PRL.CL
5
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$28.4M 11.07%
+1,389,011
New +$28.4M
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$25.2M 9.82%
+996,266
New +$25.2M
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$20.1M 7.83%
+796,716
New +$20.1M
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$15.9M 6.19%
+1,224,706
New +$15.9M
HPS
9
John Hancock Preferred Income Fund III
HPS
$474M
$12.3M 4.8%
+677,144
New +$12.3M
RBS.PRQ
10
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$6.75M 2.63%
+302,681
New +$6.75M
CWH.PRD
11
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$2.91M 1.13%
+125,781
New +$2.91M
BCS.PR.CL
12
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$2M 0.78%
+80,773
New +$2M
RBS.PRN
13
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.68M 0.65%
+79,655
New +$1.68M
BBT.PRG
14
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$1.2M 0.47%
+52,525
New +$1.2M
KEY.PRG
15
DELISTED
KeyCorp Pfd
KEY.PRG
$1.17M 0.45%
+9,362
New +$1.17M
RBS.PRM
16
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$604K 0.24%
+28,459
New +$604K
RBS.PRR
17
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$517K 0.2%
+25,033
New +$517K
RBS.PRS.CL
18
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$360K 0.14%
+16,482
New +$360K
NW.PRC.CL
19
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$267K 0.1%
+10,623
New +$267K