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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$257M
AUM Growth
–
Cap. Flow
+$270M
Cap. Flow %
105.19%
Top 10 Hldgs %
95.84%
Holding
19
New
19
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$47.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$34.3M
3
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$33.5M
4
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$31.6M
5
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$29.4M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 12.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$44M 17.13%
+36,977
New +$47.3M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$32.9M 12.82%
+1,323,738
New +$33.5M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.95B
$31.6M 12.3%
+28,372
New +$34.3M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.9M 11.26%
+1,156,719
New +$29.4M
RBS.PRL.CL
5
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$28.4M 11.07%
+1,389,011
New +$31.6M
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$25.2M 9.82%
+996,266
New +$25.5M
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$20.1M 7.83%
+796,716
New +$20.4M
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$927M
$15.9M 6.19%
+1,224,706
New +$17M
HPS
9
John Hancock Preferred Income Fund III
HPS
$458M
$12.3M 4.8%
+677,144
New +$13.1M
RBS.PRQ
10
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$6.75M 2.63%
+302,681
New +$7.16M
CWH.PRD
11
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$2.91M 1.13%
+125,781
New +$2.98M
BCS.PR.CL
12
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$2M 0.78%
+80,773
New +$2.04M
RBS.PRN
13
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.68M 0.65%
+79,655
New +$1.79M
BBT.PRG
14
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$1.2M 0.47%
+52,525
New +$1.26M
KEY.PRG
15
DELISTED
KeyCorp Pfd
KEY.PRG
$1.17M 0.45%
+9,362
New +$1.21M
RBS.PRM
16
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$604K 0.24%
+28,459
New +$646K
RBS.PRR
17
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$517K 0.2%
+25,033
New +$557K
RBS.PRS.CL
18
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$360K 0.14%
+16,482
New +$384K
NW.PRC.CL
19
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$267K 0.1%
+10,623
New +$271K

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SRF
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7IH
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HPM
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GSC
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VM
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CZI
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Spectrum Asset Management (Connecticut)'s Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Spectrum Asset Management (Connecticut), which disclosed 19 positions worth $257M. Its ten largest holdings account for 96% of the portfolio.

Its largest position is Wells Fargo 7.5% Non Cumv Perp Conv: 36,977 shares worth $44M.

By sector, the portfolio is most concentrated in Financials at 13% of assets.

  • Spectrum Asset Management (Connecticut)'s largest Q2 2013 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 36,977 shares worth $44M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 96% of its $257M portfolio in Q2 2013.
  • Spectrum Asset Management (Connecticut) disclosed 19 positions in Q2 2013, its first 13F filing on record.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q2 2013, filed 12 Aug 2013.