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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$85.1M
Cap. Flow
-$90.6M
Cap. Flow %
-100.71%
Top 10 Hldgs %
100%
Holding
6
New
–
Increased
–
Reduced
2
Closed
2

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$71.5M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$17.3M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.26M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$499K

Sector Composition

Rank Sector Weight
1 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$65.3M 72.58%
50,506
-13,383
-21% -$17.3M
HPS
2
John Hancock Preferred Income Fund III
HPS
$456M
$12.1M 13.46%
646,421
– –
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$933M
$12M 13.34%
966,571
– –
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$558K 0.62%
5,113
-666,873
-99% -$71.5M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
– –
-11,203
Closed -$1.26M
HSBC.PRA
6
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-19,348
Closed -$499K

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Spectrum Asset Management (Connecticut)'s Q1 2019 Portfolio in Review

As of Q1 2019, Spectrum Asset Management (Connecticut) held 6 positions worth $89.9M, down 49% from $175M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $90.6M in Q1 2019, closing 2 positions and reducing 2 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $1.26M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0% of assets, down from 0.29% a quarter earlier.

  • Spectrum Asset Management (Connecticut)'s biggest Q1 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $71.5M.
  • Spectrum Asset Management (Connecticut) fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2019, selling an estimated $1.26M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $89.9M portfolio in Q1 2019.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 2 in Q1 2019.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 49% quarter-over-quarter to $89.9M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2019, filed 10 May 2019.