SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$259M
AUM Growth
+$19.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
17
New
Increased
Reduced
Closed

Top Buys

1
+$12.5M
2
+$3.48M
3
+$2.65M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$728K
5
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$505K

Top Sells

1
+$2.96M
2
+$1.53M
3
+$747K
4
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
+$430K
5
HPS
John Hancock Preferred Income Fund III
HPS
+$168K

Sector Composition

1 Financials 15.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$58.8M 22.68%
48,393
-2,434
2
$39.8M 15.34%
1,569,321
+8,111
3
$31.3M 12.07%
1,357,416
+115,048
4
$29.9M 11.53%
1,166,703
+15,201
5
$20.2M 7.79%
783,182
+28,261
6
$20M 7.7%
801,200
+500,000
7
$19.4M 7.5%
751,392
-28,900
8
$15.3M 5.91%
1,113,585
-111,121
9
$12M 4.63%
670,344
-9,383
10
$6.69M 2.58%
263,733
+137,150
11
$1.88M 0.72%
74,104
+19,961
12
$1.86M 0.72%
78,239
+12,422
13
$1.18M 0.46%
9,025
-337
14
$390K 0.15%
16,498
+981
15
$316K 0.12%
12,013
+1,390
16
$276K 0.11%
11,929
-82
17
– –
-18,843