SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+2.25%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$259M
AUM Growth
+$259M
Cap. Flow
+$14.9M
Cap. Flow %
5.75%
Top 10 Hldgs %
97.72%
Holding
17
New
–
Increased
10
Reduced
6
Closed
1

Top Buys

1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$12.5M
2
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$3.48M
3
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$2.65M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$728K
5
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$505K

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$2.96M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$1.53M
3
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$747K
4
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$430K
5
HPS
John Hancock Preferred Income Fund III
HPS
$168K

Sector Composition

1 Financials 15.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$58.8M 22.68% 48,393 -2,434 -5% -$2.96M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$39.8M 15.34% 1,569,321 +8,111 +0.5% +$206K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$31.3M 12.07% 1,357,416 +115,048 +9% +$2.65M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.9M 11.53% 1,166,703 +15,201 +1% +$389K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$20.2M 7.79% 783,182 +28,261 +4% +$728K
RBS.PRQ
6
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$20M 7.7% 801,200 +500,000 +166% +$12.5M
BCS.PRD.CL
7
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$19.4M 7.5% 751,392 -28,900 -4% -$747K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$15.3M 5.91% 1,113,585 -111,121 -9% -$1.53M
HPS
9
John Hancock Preferred Income Fund III
HPS
$474M
$12M 4.63% 670,344 -9,383 -1% -$168K
BCS.PR.CL
10
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$6.69M 2.58% 263,733 +137,150 +108% +$3.48M
RBS.PRH.CL
11
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.88M 0.72% 74,104 +19,961 +37% +$505K
RBS.PRN
12
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.86M 0.72% 78,239 +12,422 +19% +$295K
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.18M 0.46% 9,025 -337 -4% -$44.1K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$390K 0.15% 16,498 +981 +6% +$23.2K
NW.PRC.CL
15
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$316K 0.12% 12,013 +1,390 +13% +$36.6K
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$276K 0.11% 11,929 -82 -0.7% -$1.9K
RBS.PRM
17
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– – -18,843 Closed -$430K