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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$263M
AUM Growth
+$106M
Cap. Flow
+$98.9M
Cap. Flow %
37.58%
Top 10 Hldgs %
100%
Holding
7
New
–
Increased
2
Reduced
3
Closed
–

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$84.8M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$16.3M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$310K
3
PGX icon
Invesco Preferred ETF
PGX
+$56.6K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$157M 59.68%
117,057
+62,781
+116% +$84.8M
PFF icon
2
iShares Preferred and Income Securities ETF
PFF
$13.3B
$43M 16.33%
1,179,494
-50,656
-4% -$1.82M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.97B
$31.9M 12.13%
21,454
+11,130
+108% +$16.3M
HPS
4
John Hancock Preferred Income Fund III
HPS
$457M
$10.3M 3.92%
646,421
– –
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$930M
$10.3M 3.91%
723,135
– –
PGX icon
6
Invesco Preferred ETF
PGX
$3.81B
$10.3M 3.9%
697,383
-3,861
-0.6% -$56.6K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$137B
$325K 0.12%
2,754
-2,616
-49% -$310K

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SRF
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7IH
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HPM
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Spectrum Asset Management (Connecticut)'s Q3 2020 Portfolio in Review

As of Q3 2020, Spectrum Asset Management (Connecticut) held 7 positions worth $263M, up 68% from $157M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $98.9M of net new capital in Q3 2020, adding to 2 existing holdings.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $1.82M trimmed.

  • Spectrum Asset Management (Connecticut) added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2020, an estimated $84.8M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q3 2020 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $1.82M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $263M portfolio in Q3 2020.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q3 2020.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 68% quarter-over-quarter to $263M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q3 2020, filed 6 Nov 2020.