SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+0.63%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$131M
Cap. Flow %
10.48%
Top 10 Hldgs %
89.02%
Holding
23
New
1
Increased
7
Reduced
5
Closed
3

Top Buys

1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$571K
2
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$21.8K

Top Sells

1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$2.57M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$1.96M
3
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$981K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
$426K
5
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
$131K

Sector Composition

1 Financials 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$108M 8.63% 82,101 – –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$37.6M 3.01% 1,483,833 +22,552 +2% +$571K
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$24.6M 1.97% 932,415 -97,493 -9% -$2.57M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$13M 1.04% 966,571 – –
HPS
5
John Hancock Preferred Income Fund III
HPS
$474M
$12.4M 0.99% 646,421 – –
RBS.PRS.CL
6
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.24M 0.1% 47,973 +843 +2% +$21.8K
NW.PRC.CL
7
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$454K 0.04% 17,316 -5,000 -22% -$131K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$14.4B
– – -11,017 Closed -$426K
BCS.PRD.CL
9
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– – -75,944 Closed -$1.96M
RBS.PRH.CL
10
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
– – -38,115 Closed -$981K