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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.63%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
+$167M
Cap. Flow
+$131M
Cap. Flow %
10.48%
Top 10 Hldgs %
89.02%
Holding
23
New
1
Increased
7
Reduced
5
Closed
3

Top Buys

Rank Stock Value
1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$571K
2
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$21.6K

Top Sells

Rank Stock Value
1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$2.55M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$1.96M
3
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$981K
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$426K
5
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
+$131K

Sector Composition

Rank Sector Weight
1 Financials 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$108M 8.63%
82,101
– –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$37.6M 3.01%
1,483,833
+22,552
+2% +$571K
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$24.6M 1.97%
932,415
-97,493
-9% -$2.55M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$953M
$13M 1.04%
966,571
– –
HPS
5
John Hancock Preferred Income Fund III
HPS
$461M
$12.4M 0.99%
646,421
– –
RBS.PRS.CL
6
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$1.24M 0.1%
47,973
+843
+2% +$21.6K
NW.PRC.CL
7
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$454K 0.04%
17,316
-5,000
-22% -$131K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-11,017
Closed -$426K
BCS.PRD.CL
9
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-75,944
Closed -$1.96M
RBS.PRH.CL
10
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
– –
-38,115
Closed -$981K

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SRF
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7IH
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Spectrum Asset Management (Connecticut)'s Q2 2017 Portfolio in Review

As of Q2 2017, Spectrum Asset Management (Connecticut) held 23 positions worth $1.25B, up 15% from $1.08B the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $131M of net new capital in Q2 2017, opening 1 new position and adding to 7 existing holdings.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.5% a quarter earlier.

On the sell side, the largest reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), an estimated $2.55M trimmed.

  • Spectrum Asset Management (Connecticut) added most to Royal Bank Of Scotland Group Plc in Q2 2017, an estimated $571K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q2 2017 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $2.55M.
  • Spectrum Asset Management (Connecticut) fully exited Barclays Bank Plc in Q2 2017, selling an estimated $1.96M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 89% of its $1.25B portfolio in Q2 2017.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 3 in Q2 2017.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 15% quarter-over-quarter to $1.25B.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q2 2017, filed 8 Aug 2017.