SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$292M
AUM Growth
-$8.16M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
17
New
Increased
Reduced
Closed

Top Buys

1
+$243K
2
+$17.8K
3
+$15K

Top Sells

1
+$4.1M
2
+$2.76M
3
+$1.87M
4
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$512K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$479K

Sector Composition

1 Financials 12.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$95.5M 32.74%
79,240
2
$35.2M 12.05%
1,372,780
-107,588
3
$30.1M 10.32%
1,244,110
-169,417
4
$28.2M 9.68%
1,106,076
-8,569
5
$18.4M 6.3%
707,810
-3,896
6
$15.4M 5.3%
590,410
-71,350
7
$13.1M 4.48%
512,146
-18,765
8
$12.6M 4.33%
670,344
9
$12.1M 4.15%
966,571
10
$5.3M 1.82%
205,498
11
$3.25M 1.12%
64,130
+4,790
12
$1.02M 0.35%
7,850
13
$555K 0.19%
21,801
+590
14
$309K 0.11%
11,963
+690
15
– –
-15,481
16
– –
-20,455