We are live on ! Find out more
SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$8.16M
Cap. Flow
-$10.2M
Cap. Flow %
-3.5%
Top 10 Hldgs %
96.42%
Holding
17
New
–
Increased
3
Reduced
6
Closed
2

Top Buys

Rank Stock Value
1
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$122K
2
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
+$17.7K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$14.9K

Top Sells

Rank Stock Value
1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$4.09M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$2.72M
3
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$1.85M
4
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$512K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$472K

Sector Composition

Rank Sector Weight
1 Financials 12.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$95.5M 32.74%
79,240
– –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$35.2M 12.05%
1,372,780
-107,588
-7% -$2.72M
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$30.1M 10.32%
1,244,110
-169,417
-12% -$4.09M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.2M 9.68%
1,106,076
-8,569
-0.8% -$217K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.4M 6.3%
707,810
-3,896
-0.5% -$100K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$15.4M 5.3%
590,410
-71,350
-11% -$1.85M
BCS.PR.CL
7
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$13.1M 4.48%
512,146
-18,765
-4% -$472K
HPS
8
John Hancock Preferred Income Fund III
HPS
$458M
$12.6M 4.33%
670,344
– –
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.1M 4.15%
966,571
– –
DLR.PRI
10
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.3M 1.82%
205,498
– –
RBS.PRH.CL
11
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$3.25M 1.12%
64,130
+4,790
+8% +$122K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$1.02M 0.35%
7,850
– –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$555K 0.19%
21,801
+590
+3% +$14.9K
NW.PRC.CL
14
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$309K 0.11%
11,963
+690
+6% +$17.7K
RBS.PRS.CL
15
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
– –
-15,481
Closed -$394K
RBS.PRR
16
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
– –
-20,455
Closed -$512K

Similar funds

AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q1 2016 Portfolio in Review

As of Q1 2016, Spectrum Asset Management (Connecticut) held 17 positions worth $292M, down 2.7% from $300M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $10.2M in Q1 2016, closing 2 positions and reducing 6 holdings. Its most notable exit was Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh, an estimated $512K position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier.

Against the trend, Spectrum Asset Management (Connecticut) added an estimated $122K to Royal Bank Of Scotland Group.

  • Spectrum Asset Management (Connecticut) added most to Royal Bank Of Scotland Group in Q1 2016, an estimated $122K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q1 2016 reduction was Royal Bank Of Scotland Group Plc, cutting an estimated $4.09M.
  • Spectrum Asset Management (Connecticut) fully exited Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh in Q1 2016, selling an estimated $512K.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 96% of its $292M portfolio in Q1 2016.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 2 in Q1 2016.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 2.7% quarter-over-quarter to $292M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2016, filed 10 May 2016.