SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+0.91%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$292M
AUM Growth
+$292M
Cap. Flow
-$10.2M
Cap. Flow %
-3.48%
Top 10 Hldgs %
96.42%
Holding
17
New
–
Increased
3
Reduced
6
Closed
2

Top Buys

1
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$243K
2
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
$17.8K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$15K

Top Sells

1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$4.1M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$2.76M
3
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$1.87M
4
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$512K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$479K

Sector Composition

1 Financials 12.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$95.5M 32.74% 79,240 – –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$35.2M 12.05% 1,372,780 -107,588 -7% -$2.76M
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$30.1M 10.32% 1,244,110 -169,417 -12% -$4.1M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.2M 9.68% 1,106,076 -8,569 -0.8% -$219K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.4M 6.3% 707,810 -3,896 -0.5% -$101K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$15.4M 5.3% 590,410 -71,350 -11% -$1.87M
BCS.PR.CL
7
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$13.1M 4.48% 512,146 -18,765 -4% -$479K
HPS
8
John Hancock Preferred Income Fund III
HPS
$474M
$12.6M 4.33% 670,344 – –
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$12.1M 4.15% 966,571 – –
DLR.PRI
10
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.3M 1.82% 205,498 – –
RBS.PRH.CL
11
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$3.25M 1.12% 64,130 +4,790 +8% +$243K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.35% 7,850 – –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$555K 0.19% 21,801 +590 +3% +$15K
NW.PRC.CL
14
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$309K 0.11% 11,963 +690 +6% +$17.8K
RBS.PRS.CL
15
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
– – -15,481 Closed -$394K
RBS.PRR
16
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
– – -20,455 Closed -$512K