SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$315M
AUM Growth
+$1.03M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
20
New
Increased
Reduced
Closed

Top Buys

1
+$5.08M
2
+$347K
3
+$18.5K
4
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
+$16.6K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$10.1K

Top Sells

1
+$15.1M
2
+$2.08M
3
+$443K
4
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$428K
5
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$291K

Sector Composition

1 Financials 12.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$92.6M 29.34%
79,240
2
$56.9M 18.03%
1,467,926
+8,957
3
$38.4M 12.18%
1,519,353
-1,081
4
$28.5M 9.04%
1,114,576
-5,376
5
$18.5M 5.87%
716,706
-1,199
6
$17.3M 5.48%
668,755
-11,255
7
$14.3M 4.53%
559,863
-16,781
8
$11.8M 3.73%
966,571
9
$11.2M 3.54%
670,344
10
$5.08M 1.61%
+205,498
11
$1.58M 0.5%
62,337
12
$1.03M 0.33%
7,850
13
$600K 0.19%
23,777
-17,569
14
$445K 0.14%
17,974
+409
15
$351K 0.11%
14,053
+741
16
$288K 0.09%
11,273
+650
17
– –
-83,793
18
– –
-598,409