SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-0.42%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$315M
AUM Growth
+$315M
Cap. Flow
-$18M
Cap. Flow %
-5.69%
Top 10 Hldgs %
97.03%
Holding
20
New
1
Increased
5
Reduced
6
Closed
3

Top Buys

1
DLR.PRI
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.08M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$347K
3
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$18.5K
4
NW.PRC.CL
Natwest Bank Ads Series C
NW.PRC.CL
$16.6K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$10.1K

Top Sells

1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$15.1M
2
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$2.09M
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$443K
4
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$428K
5
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$291K

Sector Composition

1 Financials 12.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$92.6M 29.34% 79,240 – –
RBS.PRL.CL
2
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$56.9M 18.03% 1,467,926 +8,957 +0.6% +$347K
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$38.4M 12.18% 1,519,353 -1,081 -0.1% -$27.3K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.5M 9.04% 1,114,576 -5,376 -0.5% -$138K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.5M 5.87% 716,706 -1,199 -0.2% -$31K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.3M 5.48% 668,755 -11,255 -2% -$291K
BCS.PR.CL
7
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.3M 4.53% 559,863 -16,781 -3% -$428K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$11.8M 3.73% 966,571 – –
HPS
9
John Hancock Preferred Income Fund III
HPS
$474M
$11.2M 3.54% 670,344 – –
DLR.PRI
10
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.08M 1.61% +205,498 New +$5.08M
RBS.PRH.CL
11
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.58M 0.5% 62,337 – –
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.33% 7,850 – –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$600K 0.19% 23,777 -17,569 -42% -$443K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$445K 0.14% 17,974 +409 +2% +$10.1K
RBS.PRS.CL
15
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$351K 0.11% 14,053 +741 +6% +$18.5K
NW.PRC.CL
16
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$288K 0.09% 11,273 +650 +6% +$16.6K
RBS.PRN
17
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
– – -83,793 Closed -$2.09M
RBS.PRQ
18
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
– – -598,409 Closed -$15.1M