SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+1.15%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$300M
AUM Growth
+$300M
Cap. Flow
+$1.4M
Cap. Flow %
0.47%
Top 10 Hldgs %
96.8%
Holding
17
New
–
Increased
4
Reduced
7
Closed
–

Top Buys

1
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$62.1K
2
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$36.3K
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$1.79K

Top Sells

1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$1.36M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$997K
3
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$770K
4
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$186K
5
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$132K

Sector Composition

1 Financials 12.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$91.8M 30.63% 79,240 – –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$37.9M 12.62% 1,480,368 -38,985 -3% -$997K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$35.3M 11.77% 1,413,527 -54,399 -4% -$1.36M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.9M 9.65% 1,114,645 +69 +0% +$1.79K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.8M 6.25% 711,706 -5,000 -0.7% -$132K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.6M 5.86% 661,760 -6,995 -1% -$186K
BCS.PR.CL
7
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.1M 4.71% 530,911 -28,952 -5% -$770K
HPS
8
John Hancock Preferred Income Fund III
HPS
$474M
$12M 3.99% 670,344 – –
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$11.9M 3.98% 966,571 – –
DLR.PRI
10
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.28M 1.76% 205,498 – –
RBS.PRH.CL
11
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.53M 0.51% 59,340 -2,997 -5% -$77.4K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$1.04M 0.35% 7,850 – –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$548K 0.18% 21,211 -2,566 -11% -$66.3K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$512K 0.17% 20,455 +2,481 +14% +$62.1K
RBS.PRS.CL
15
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$394K 0.13% 15,481 +1,428 +10% +$36.3K
NW.PRC.CL
16
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$292K 0.1% 11,273 – –