SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $79.5M
1-Year Est. Return 1.55%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$314M
AUM Growth
+$37.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
19
New
Increased
Reduced
Closed

Top Buys

1
+$37.3M
2
+$742K
3
+$610K
4
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$153K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$31.1K

Top Sells

1
+$2.28M
2
+$1.5M
3
+$949K
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$942K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$861K

Sector Composition

1 Financials 12.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$93.1M 29.61%
79,240
+30,847
2
$38.4M 12.2%
1,520,434
-59,007
3
$35.4M 11.24%
1,458,969
+30,390
4
$29.5M 9.38%
1,119,952
-36,684
5
$18.6M 5.92%
717,905
-36,282
6
$17.7M 5.62%
680,010
-18,500
7
$15.1M 4.82%
598,409
-90,213
8
$14.7M 4.66%
576,644
-33,642
9
$12.2M 3.89%
966,571
-22,909
10
$11.2M 3.56%
670,344
11
$2.08M 0.66%
83,793
+6,111
12
$1.58M 0.5%
62,337
13
$1.05M 0.33%
41,346
+23,965
14
$1.03M 0.33%
7,850
15
$431K 0.14%
17,565
+1,259
16
$332K 0.11%
13,312
+695
17
$273K 0.09%
10,623