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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.03%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$314M
AUM Growth
+$37.8M
Cap. Flow
+$43.2M
Cap. Flow %
13.75%
Top 10 Hldgs %
91.08%
Holding
19
New
1
Increased
6
Reduced
7
Closed
–

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$37.3M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$742K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$610K
4
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$153K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$31.1K

Top Sells

Rank Stock Value
1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$2.28M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$1.5M
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$949K
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$942K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$861K

Sector Composition

Rank Sector Weight
1 Financials 12.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$93.1M 29.61%
79,240
+30,847
+64% +$37.3M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$38.4M 12.2%
1,520,434
-59,007
-4% -$1.5M
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$35.4M 11.24%
1,458,969
+30,390
+2% +$742K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.5M 9.38%
1,119,952
-36,684
-3% -$949K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.6M 5.92%
717,905
-36,282
-5% -$942K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.7M 5.62%
680,010
-18,500
-3% -$482K
RBS.PRQ
7
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$15.1M 4.82%
598,409
-90,213
-13% -$2.28M
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.7M 4.66%
576,644
-33,642
-6% -$861K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.2M 3.89%
966,571
-22,909
-2% -$303K
HPS
10
John Hancock Preferred Income Fund III
HPS
$458M
$11.2M 3.56%
670,344
– –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$2.08M 0.66%
83,793
+6,111
+8% +$153K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.58M 0.5%
62,337
– –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.05M 0.33%
41,346
+23,965
+138% +$610K
KEY.PRG
14
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.33%
7,850
– –
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$431K 0.14%
17,565
+1,259
+8% +$31.1K
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$332K 0.11%
13,312
+695
+6% +$17.4K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$273K 0.09%
10,623
– –

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SRF
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7IH
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HPM
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GSC
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VM
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CZI
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Spectrum Asset Management (Connecticut)'s Q2 2015 Portfolio in Review

As of Q2 2015, Spectrum Asset Management (Connecticut) held 19 positions worth $314M, up 14% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $43.2M of net new capital in Q2 2015, opening 1 new position and adding to 6 existing holdings.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 15% a quarter earlier.

On the sell side, the largest reduction was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q, an estimated $2.28M trimmed.

  • Spectrum Asset Management (Connecticut) added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q2 2015, an estimated $37.3M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q2 2015 reduction was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q, cutting an estimated $2.28M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 91% of its $314M portfolio in Q2 2015.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 0 in Q2 2015.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 14% quarter-over-quarter to $314M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q2 2015, filed 10 Aug 2015.