SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-2.03%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$314M
AUM Growth
+$314M
Cap. Flow
+$42.2M
Cap. Flow %
13.43%
Top 10 Hldgs %
91.08%
Holding
19
New
1
Increased
6
Reduced
7
Closed
–

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$36.2M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$736K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$608K
4
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$152K
5
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$30.9K

Top Sells

1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$2.28M
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$1.49M
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$967K
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$940K
5
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$855K

Sector Composition

1 Financials 12.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$93.1M 29.61% 79,240 +30,847 +64% +$36.2M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$38.4M 12.2% 1,520,434 -59,007 -4% -$1.49M
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$35.4M 11.24% 1,458,969 +30,390 +2% +$736K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.5M 9.38% 1,119,952 -36,684 -3% -$967K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.6M 5.92% 717,905 -36,282 -5% -$940K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$17.7M 5.62% 680,010 -18,500 -3% -$481K
RBS.PRQ
7
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$15.1M 4.82% 598,409 -90,213 -13% -$2.28M
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.7M 4.66% 576,644 -33,642 -6% -$855K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$12.2M 3.89% 966,571 -22,909 -2% -$290K
HPS
10
John Hancock Preferred Income Fund III
HPS
$474M
$11.2M 3.56% 670,344 – –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$2.09M 0.66% 83,793 +6,111 +8% +$152K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.58M 0.5% 62,337 – –
RBS.PRT
13
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.05M 0.33% 41,346 +23,965 +138% +$608K
KEY.PRG
14
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.33% 7,850 – –
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$431K 0.14% 17,565 +1,259 +8% +$30.9K
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$332K 0.11% 13,312 +695 +6% +$17.3K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$273K 0.09% 10,623 – –