SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-0.39%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$8.84M
Cap. Flow %
3.31%
Top 10 Hldgs %
97.75%
Holding
17
New
1
Increased
5
Reduced
9
Closed
–

Top Buys

1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$7.63M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$1.68M
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$368K
4
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$331K
5
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$143K

Top Sells

1
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$496K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$402K
3
KEY.PRG
KeyCorp Pfd
KEY.PRG
$134K
4
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$129K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$112K

Sector Composition

1 Financials 14.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$58.2M 21.79% 48,393 – –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$39.6M 14.84% 1,575,008 +5,687 +0.4% +$143K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$33.1M 12.41% 1,429,731 +72,315 +5% +$1.68M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$30.1M 11.26% 1,168,201 +1,498 +0.1% +$38.6K
RBS.PRQ
5
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$20.4M 7.63% 814,423 +13,223 +2% +$331K
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.8M 7.4% 764,011 -19,171 -2% -$496K
BCS.PRD.CL
7
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$19.1M 7.16% 735,900 -15,492 -2% -$402K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$14.7M 5.51% 1,105,193 -8,392 -0.8% -$112K
BCS.PR.CL
9
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.3M 5.36% 564,694 +300,961 +114% +$7.63M
HPS
10
John Hancock Preferred Income Fund III
HPS
$474M
$11.7M 4.4% 670,344 – –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.89M 0.71% 77,236 -1,003 -1% -$24.6K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.75M 0.66% 69,036 -5,068 -7% -$129K
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.05M 0.39% 8,000 -1,025 -11% -$134K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.15% 16,306 -192 -1% -$4.58K
RBS.PRT
15
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$368K 0.14% +14,568 New +$368K
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$287K 0.11% 11,593 -336 -3% -$8.32K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$275K 0.1% 10,623 -1,390 -12% -$36K