We are live on ! Find out more
SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
+$7.84M
Cap. Flow
+$8.85M
Cap. Flow %
3.31%
Top 10 Hldgs %
97.75%
Holding
17
New
1
Increased
5
Reduced
9
Closed
–

Top Buys

Rank Stock Value
1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$7.64M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$1.68M
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$369K
4
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$331K
5
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$144K

Top Sells

Rank Stock Value
1
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$494K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$402K
3
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$135K
4
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$129K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$113K

Sector Composition

Rank Sector Weight
1 Financials 14.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$58.2M 21.79%
48,393
– –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$39.6M 14.84%
1,575,008
+5,687
+0.4% +$144K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$33.1M 12.41%
1,429,731
+72,315
+5% +$1.68M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$30.1M 11.26%
1,168,201
+1,498
+0.1% +$38.4K
RBS.PRQ
5
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$20.4M 7.63%
814,423
+13,223
+2% +$331K
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.8M 7.4%
764,011
-19,171
-2% -$494K
BCS.PRD.CL
7
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$19.1M 7.16%
735,900
-15,492
-2% -$402K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$950M
$14.7M 5.51%
1,105,193
-8,392
-0.8% -$113K
BCS.PR.CL
9
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$14.3M 5.36%
564,694
+300,961
+114% +$7.64M
HPS
10
John Hancock Preferred Income Fund III
HPS
$462M
$11.7M 4.4%
670,344
– –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.89M 0.71%
77,236
-1,003
-1% -$24.5K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.75M 0.66%
69,036
-5,068
-7% -$129K
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.05M 0.39%
8,000
-1,025
-11% -$135K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.15%
16,306
-192
-1% -$4.56K
RBS.PRT
15
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$368K 0.14%
+14,568
New +$369K
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$287K 0.11%
11,593
-336
-3% -$8.29K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$275K 0.1%
10,623
-1,390
-12% -$36.2K

Similar funds

AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q3 2014 Portfolio in Review

As of Q3 2014, Spectrum Asset Management (Connecticut) held 17 positions worth $267M, up 3% from $259M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $8.85M of net new capital in Q3 2014, opening 1 new position and adding to 5 existing holdings. Its largest new stake was ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD: 14,568 shares worth $368K.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier.

On the sell side, the largest reduction was BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK), an estimated $494K trimmed.

  • Spectrum Asset Management (Connecticut)'s largest Q3 2014 buy was ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD: 14,568 shares worth $368K.
  • Spectrum Asset Management (Connecticut) added most to BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) in Q3 2014, an estimated $7.64M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q3 2014 reduction was BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK), cutting an estimated $494K.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 98% of its $267M portfolio in Q3 2014.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 0 in Q3 2014.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 3% quarter-over-quarter to $267M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q3 2014, filed 13 Nov 2014.