SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$267M
AUM Growth
+$7.84M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
17
New
Increased
Reduced
Closed

Top Buys

1
+$7.63M
2
+$1.68M
3
+$368K
4
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$331K
5
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$143K

Top Sells

1
+$496K
2
+$402K
3
+$134K
4
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$129K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$112K

Sector Composition

1 Financials 14.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$58.2M 21.79%
48,393
2
$39.6M 14.84%
1,575,008
+5,687
3
$33.1M 12.41%
1,429,731
+72,315
4
$30.1M 11.26%
1,168,201
+1,498
5
$20.4M 7.63%
814,423
+13,223
6
$19.8M 7.4%
764,011
-19,171
7
$19.1M 7.16%
735,900
-15,492
8
$14.7M 5.51%
1,105,193
-8,392
9
$14.3M 5.36%
564,694
+300,961
10
$11.7M 4.4%
670,344
11
$1.89M 0.71%
77,236
-1,003
12
$1.75M 0.66%
69,036
-5,068
13
$1.05M 0.39%
8,000
-1,025
14
$389K 0.15%
16,306
-192
15
$368K 0.14%
+14,568
16
$287K 0.11%
11,593
-336
17
$275K 0.1%
10,623
-1,390