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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$920M
AUM Growth
+$628M
Cap. Flow
+$620M
Cap. Flow %
67.39%
Top 10 Hldgs %
89.76%
Holding
23
New
8
Increased
4
Reduced
4
Closed
2

Top Buys

Rank Stock Value
1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$2.92M
2
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
+$690K
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$29.9K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$17.3K

Top Sells

Rank Stock Value
1
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$18.4M
2
DLR.PRI
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
+$5.3M
3
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$1.54M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$507K
5
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$463K

Sector Composition

Rank Sector Weight
1 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$103M 11.19%
79,240
– –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$35.1M 3.82%
1,353,051
-19,729
-1% -$507K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$33.8M 3.67%
1,362,822
+118,712
+10% +$2.92M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.5M 3.1%
1,107,239
+1,163
+0.1% +$29.9K
BCS.PRD.CL
5
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$15.2M 1.65%
587,478
-2,932
-0.5% -$76.4K
HPS
6
John Hancock Preferred Income Fund III
HPS
$458M
$13.4M 1.46%
670,344
– –
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$927M
$12.6M 1.37%
966,571
– –
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$11.6M 1.26%
451,905
-60,241
-12% -$1.54M
RBS.PRH.CL
9
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.17M 0.13%
46,055
-18,075
-28% -$463K
KEY.PRG
10
DELISTED
KeyCorp Pfd
KEY.PRG
$1.05M 0.11%
7,850
– –
RBS.PRR
11
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$698K 0.08%
+27,776
New +$690K
RBS.PRT
12
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$566K 0.06%
22,482
+681
+3% +$17.3K
NW.PRC.CL
13
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$311K 0.03%
11,963
– –
DLR.PRI
14
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
– –
-205,498
Closed -$5.3M
BCS.PRC
15
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-707,810
Closed -$18.4M

Similar funds

AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q2 2016 Portfolio in Review

As of Q2 2016, Spectrum Asset Management (Connecticut) held 23 positions worth $920M, up 215% from $292M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $620M of net new capital in Q2 2016, opening 8 new positions and adding to 4 existing holdings. Its largest new stake was Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh: 27,776 shares worth $698K.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 12% a quarter earlier.

On the sell side, the largest reduction was BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK), an estimated $1.54M trimmed.

  • Spectrum Asset Management (Connecticut)'s largest Q2 2016 buy was Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh: 27,776 shares worth $698K.
  • Spectrum Asset Management (Connecticut) added most to Royal Bank Of Scotland Group Plc in Q2 2016, an estimated $2.92M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q2 2016 reduction was BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK), cutting an estimated $1.54M.
  • Spectrum Asset Management (Connecticut) fully exited BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) in Q2 2016, selling an estimated $18.4M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 90% of its $920M portfolio in Q2 2016.
  • Spectrum Asset Management (Connecticut) opened 8 new positions and closed 2 in Q2 2016.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 215% quarter-over-quarter to $920M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q2 2016, filed 9 Aug 2016.