SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+1.17%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$920M
AUM Growth
+$920M
Cap. Flow
+$620M
Cap. Flow %
67.39%
Top 10 Hldgs %
89.76%
Holding
23
New
8
Increased
4
Reduced
4
Closed
2

Top Buys

1
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$2.94M
2
RBS.PRR
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$698K
3
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.9K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$17.1K

Top Sells

1
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$18.4M
2
DLR.PRI
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$5.3M
3
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$1.54M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$512K
5
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$460K

Sector Composition

1 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$103M 11.19% 79,240 – –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$35.1M 3.82% 1,353,051 -19,729 -1% -$512K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$33.8M 3.67% 1,362,822 +118,712 +10% +$2.94M
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.5M 3.1% 1,107,239 +1,163 +0.1% +$29.9K
BCS.PRD.CL
5
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$15.2M 1.65% 587,478 -2,932 -0.5% -$75.8K
HPS
6
John Hancock Preferred Income Fund III
HPS
$474M
$13.4M 1.46% 670,344 – –
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$12.6M 1.37% 966,571 – –
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$11.6M 1.26% 451,905 -60,241 -12% -$1.54M
RBS.PRH.CL
9
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.17M 0.13% 46,055 -18,075 -28% -$460K
KEY.PRG
10
DELISTED
KeyCorp Pfd
KEY.PRG
$1.05M 0.11% 7,850 – –
RBS.PRR
11
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$698K 0.08% +27,776 New +$698K
RBS.PRT
12
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$566K 0.06% 22,482 +681 +3% +$17.1K
NW.PRC.CL
13
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$311K 0.03% 11,963 – –
DLR.PRI
14
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
– – -205,498 Closed -$5.3M
BCS.PRC
15
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– – -707,810 Closed -$18.4M