SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$920M
AUM Growth
+$628M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
23
New
Increased
Reduced
Closed

Top Buys

1
+$2.94M
2
+$698K
3
+$29.9K
4
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$17.1K

Top Sells

1
+$18.4M
2
+$5.3M
3
+$1.54M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$512K
5
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$460K

Sector Composition

1 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$103M 11.19%
79,240
2
$35.1M 3.82%
1,353,051
-19,729
3
$33.8M 3.67%
1,362,822
+118,712
4
$28.5M 3.1%
1,107,239
+1,163
5
$15.2M 1.65%
587,478
-2,932
6
$13.4M 1.46%
670,344
7
$12.6M 1.37%
966,571
8
$11.6M 1.26%
451,905
-60,241
9
$1.17M 0.13%
46,055
-18,075
10
$1.05M 0.11%
7,850
11
$698K 0.08%
+27,776
12
$566K 0.06%
22,482
+681
13
$311K 0.03%
11,963
14
– –
-205,498
15
– –
-707,810