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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$277M
AUM Growth
-$43.4M
Cap. Flow
+$5.5M
Cap. Flow %
1.99%
Top 10 Hldgs %
94.19%
Holding
18
New
1
Increased
4
Reduced
6
Closed
–

Top Buys

Rank Stock Value
1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$336K
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$116K
3
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$35K
4
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$25K

Top Sells

Rank Stock Value
1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
+$3.14M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$706K
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$647K
4
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
+$284K
5
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$177K

Sector Composition

Rank Sector Weight
1 Financials 14.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$59M 21.34%
48,393
– –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$40.5M 14.63%
1,579,441
-6,866
-0.4% -$177K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$34.7M 12.55%
1,428,579
+4,836
+0.3% +$116K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.9M 10.8%
1,156,636
-10,899
-0.9% -$284K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.6M 7.1%
754,187
-6,132
-0.8% -$160K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$18.3M 6.63%
698,510
-26,722
-4% -$706K
RBS.PRQ
7
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$17.3M 6.27%
688,622
-124,343
-15% -$3.14M
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$15.3M 5.53%
610,286
+13,085
+2% +$336K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$931M
$13.3M 4.81%
989,480
-48,303
-5% -$647K
HPS
10
John Hancock Preferred Income Fund III
HPS
$457M
$12.5M 4.53%
670,344
– –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.92M 0.69%
77,682
+1,400
+2% +$35K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.6M 0.58%
62,337
– –
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.37%
7,850
– –
RBS.PRT
14
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$444K 0.16%
17,381
– –
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.14%
16,306
– –
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$316K 0.11%
12,617
+995
+9% +$25K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$276K 0.1%
10,623
– –

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SRF
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7IH
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HPM
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GSC
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VM
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Spectrum Asset Management (Connecticut)'s Q1 2015 Portfolio in Review

As of Q1 2015, Spectrum Asset Management (Connecticut) held 18 positions worth $277M, down 14% from $320M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Spectrum Asset Management (Connecticut)'s Q1 2015 filing shows 1 new, 4 increased and 6 reduced positions. The largest sale was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q, an estimated $3.14M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier.

  • Spectrum Asset Management (Connecticut) added most to BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) in Q1 2015, an estimated $336K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q1 2015 reduction was ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q, cutting an estimated $3.14M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 94% of its $277M portfolio in Q1 2015.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 0 in Q1 2015.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 14% quarter-over-quarter to $277M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2015, filed 12 May 2015.