SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+1%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$277M
AUM Growth
+$277M
Cap. Flow
+$5.5M
Cap. Flow %
1.99%
Top 10 Hldgs %
94.19%
Holding
18
New
1
Increased
4
Reduced
6
Closed
–

Top Buys

1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$328K
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$118K
3
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$34.6K
4
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$24.9K

Top Sells

1
RBS.PRQ
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$3.13M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$701K
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$650K
4
BCS.PRA.CL
Barclays Bank Plc Series 3
BCS.PRA.CL
$282K
5
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$176K

Sector Composition

1 Financials 14.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$59M 21.34% 48,393 – –
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$40.5M 14.63% 1,579,441 -6,866 -0.4% -$176K
RBS.PRL.CL
3
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$34.7M 12.55% 1,428,579 +4,836 +0.3% +$118K
BCS.PRA.CL
4
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$29.9M 10.8% 1,156,636 -10,899 -0.9% -$282K
BCS.PRC
5
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.6M 7.1% 754,187 -6,132 -0.8% -$160K
BCS.PRD.CL
6
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$18.3M 6.63% 698,510 -26,722 -4% -$701K
RBS.PRQ
7
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$17.3M 6.27% 688,622 -124,343 -15% -$3.13M
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$15.3M 5.53% 610,286 +13,085 +2% +$328K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$13.3M 4.81% 989,480 -48,303 -5% -$650K
HPS
10
John Hancock Preferred Income Fund III
HPS
$474M
$12.5M 4.53% 670,344 – –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.92M 0.69% 77,682 +1,400 +2% +$34.6K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.6M 0.58% 62,337 – –
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.37% 7,850 – –
RBS.PRT
14
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$444K 0.16% 17,381 – –
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.14% 16,306 – –
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$316K 0.11% 12,617 +995 +9% +$24.9K
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$276K 0.1% 10,623 – –