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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$147M
AUM Growth
-$5.4M
Cap. Flow
-$3.1M
Cap. Flow %
-2.1%
Top 10 Hldgs %
100%
Holding
5
New
–
Increased
1
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$77.7K

Top Sells

Rank Stock Value
1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$3.18M

Sector Composition

Rank Sector Weight
1 Financials 7.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$112M 76.06%
88,975
– –
HPS
2
John Hancock Preferred Income Fund III
HPS
$458M
$12M 8.18%
646,421
– –
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$927M
$11.7M 7.93%
966,571
– –
HSBC.PRA
4
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$11.2M 7.61%
421,838
-122,522
-23% -$3.18M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$313K 0.21%
2,942
+733
+33% +$77.7K

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SRF
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7IH
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HPM
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GSC
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CZI
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Spectrum Asset Management (Connecticut)'s Q2 2018 Portfolio in Review

As of Q2 2018, Spectrum Asset Management (Connecticut) held 5 positions worth $147M, down 3.5% from $153M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Trading was light in Q2 2018: portfolio turnover was 0%. Spectrum Asset Management (Connecticut) opened no new positions and made no exits, leaving the 5-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 7.6% of assets, down from 9.2% a quarter earlier.

  • Spectrum Asset Management (Connecticut) added most to iShares Core US Aggregate Bond ETF in Q2 2018, an estimated $77.7K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q2 2018 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $3.18M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $147M portfolio in Q2 2018.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q2 2018.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 3.5% quarter-over-quarter to $147M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q2 2018, filed 13 Aug 2018.