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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$64.4M
AUM Growth
-$11M
Cap. Flow
-$11.1M
Cap. Flow %
-17.25%
Top 10 Hldgs %
100%
Holding
6
New
–
Increased
–
Reduced
3
Closed
1

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$9.16M
2
PGX icon
Invesco Preferred ETF
PGX
+$985K
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$680K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$278K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$31.9M 49.63%
831,691
-241,382
-22% -$9.16M
HPS
2
John Hancock Preferred Income Fund III
HPS
$457M
$11.8M 18.28%
646,421
– –
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$930M
$10.6M 16.5%
723,135
– –
PGX icon
4
Invesco Preferred ETF
PGX
$3.81B
$8.46M 13.14%
563,702
-66,236
-11% -$985K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.58M 2.46%
13,878
-2,399
-15% -$278K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
– –
-4,925
Closed -$680K

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Spectrum Asset Management (Connecticut)'s Q1 2021 Portfolio in Review

As of Q1 2021, Spectrum Asset Management (Connecticut) held 6 positions worth $64.4M, down 15% from $75.4M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $11.1M in Q1 2021, closing 1 position and reducing 3 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $680K position sold in full.

  • Spectrum Asset Management (Connecticut)'s biggest Q1 2021 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $9.16M.
  • Spectrum Asset Management (Connecticut) fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2021, selling an estimated $680K.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $64.4M portfolio in Q1 2021.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 1 in Q1 2021.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 15% quarter-over-quarter to $64.4M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q1 2021, filed 10 May 2021.