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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+9.59%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$96.7M
AUM Growth
+$5.07M
Cap. Flow
-$3.45M
Cap. Flow %
-3.57%
Top 10 Hldgs %
100%
Holding
4
New
–
Increased
–
Reduced
2
Closed
–

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.27M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$183K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$70.3M 72.68%
46,147
-2,291
-5% -$3.27M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$934M
$13.2M 13.62%
966,571
– –
HPS
3
John Hancock Preferred Income Fund III
HPS
$456M
$12.9M 13.38%
646,421
– –
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$306K 0.32%
2,700
-1,628
-38% -$183K

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Spectrum Asset Management (Connecticut)'s Q3 2019 Portfolio in Review

As of Q3 2019, Spectrum Asset Management (Connecticut) held 4 positions worth $96.7M, up 5.5% from $91.6M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) withdrew a net $3.45M in Q3 2019, reducing 2 holdings. Its largest reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.27M.

  • Spectrum Asset Management (Connecticut)'s biggest Q3 2019 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.27M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $96.7M portfolio in Q3 2019.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q3 2019.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 5.5% quarter-over-quarter to $96.7M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q3 2019, filed 12 Nov 2019.