SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
1-Year Est. Return 2.05%
This Quarter Est. Return
1 Year Est. Return
-2.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$228M
AUM Growth
-$18.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
18
New
Increased
Reduced
Closed

Top Buys

1
+$2.7M
2
+$738K
3
+$56.6K
4
HPS
John Hancock Preferred Income Fund III
HPS
+$40.3K
5
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$20.1K

Top Sells

1
+$14.4M
2
+$1.69M
3
+$1.33M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$840K
5
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
+$531K

Sector Composition

1 Financials 15.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$56.8M 24.94%
51,213
-1,200
2
$34.9M 15.31%
1,413,239
+109,261
3
$28.8M 12.65%
1,145,942
-8,183
4
$27.6M 12.09%
1,410,956
+37,774
5
$21.3M 9.33%
838,063
-19,674
6
$19.3M 8.45%
760,266
-33,175
7
$16M 7.02%
1,224,706
8
$10.6M 4.65%
679,727
+2,583
9
$6.53M 2.86%
301,200
10
$1.86M 0.82%
77,201
-1,337
11
$1.41M 0.62%
69,042
-25,980
12
$1.21M 0.53%
9,362
13
$619K 0.27%
29,608
+2,705
14
$435K 0.19%
21,811
-2,329
15
$336K 0.15%
15,631
+937
16
$267K 0.12%
10,623
17
– –
-13,306
18
– –
-85,605