SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-1.01%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$16M
Cap. Flow %
-7.02%
Top 10 Hldgs %
98.12%
Holding
18
New
–
Increased
5
Reduced
7
Closed
2

Top Buys

1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$2.7M
2
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$738K
3
RBS.PRM
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$56.6K
4
HPS
John Hancock Preferred Income Fund III
HPS
$40.3K
5
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$20.1K

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$14.4M
2
BBT.PRG
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$1.69M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$1.33M
4
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$840K
5
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$531K

Sector Composition

1 Financials 15.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$56.8M 24.94%
51,213
-1,200
-2% -$1.33M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$34.9M 15.31%
1,413,239
+109,261
+8% +$2.7M
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.8M 12.65%
1,145,942
-8,183
-0.7% -$206K
RBS.PRL.CL
4
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$27.6M 12.09%
1,410,956
+37,774
+3% +$738K
BCS.PRD.CL
5
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$21.3M 9.33%
838,063
-19,674
-2% -$499K
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.3M 8.45%
760,266
-33,175
-4% -$840K
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$16M 7.02%
1,224,706
– –
HPS
8
John Hancock Preferred Income Fund III
HPS
$474M
$10.6M 4.65%
679,727
+2,583
+0.4% +$40.3K
RBS.PRQ
9
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$6.53M 2.86%
301,200
– –
BCS.PR.CL
10
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$1.86M 0.82%
77,201
-1,337
-2% -$32.3K
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.41M 0.62%
69,042
-25,980
-27% -$531K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$1.21M 0.53%
9,362
– –
RBS.PRM
13
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$619K 0.27%
29,608
+2,705
+10% +$56.6K
RBS.PRR
14
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$435K 0.19%
21,811
-2,329
-10% -$46.5K
RBS.PRS.CL
15
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$336K 0.15%
15,631
+937
+6% +$20.1K
NW.PRC.CL
16
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$267K 0.12%
10,623
– –
BAC.PRL icon
17
Bank of America Series L
BAC.PRL
$3.84B
– –
-13,306
Closed -$14.4M
BBT.PRG
18
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
– –
-85,605
Closed -$1.69M