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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$1.39M
Cap. Flow
-$1.24M
Cap. Flow %
-0.83%
Top 10 Hldgs %
100%
Holding
5
New
–
Increased
1
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$413K

Top Sells

Rank Stock Value
1
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$1.65M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$115M 77.26%
88,975
– –
HPS
2
John Hancock Preferred Income Fund III
HPS
$457M
$12.1M 8.11%
646,421
– –
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$931M
$11.8M 7.96%
966,571
– –
HSBC.PRA
4
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9.2M 6.19%
358,374
-63,464
-15% -$1.65M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$722K 0.49%
6,835
+3,893
+132% +$413K

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SRF
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7IH
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HPM
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Spectrum Asset Management (Connecticut)'s Q3 2018 Portfolio in Review

As of Q3 2018, Spectrum Asset Management (Connecticut) held 5 positions worth $149M, up 0.95% from $147M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Trading was light in Q3 2018: portfolio turnover was 0%. Spectrum Asset Management (Connecticut) opened no new positions and made no exits, leaving the 5-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.6% a quarter earlier.

  • Spectrum Asset Management (Connecticut) added most to iShares Core US Aggregate Bond ETF in Q3 2018, an estimated $413K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q3 2018 reduction was HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A), cutting an estimated $1.65M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $149M portfolio in Q3 2018.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q3 2018.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 0.95% quarter-over-quarter to $149M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q3 2018, filed 14 Nov 2018.