SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
-2.23%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$246M
AUM Growth
+$246M
Cap. Flow
-$5.32M
Cap. Flow %
-2.16%
Top 10 Hldgs %
96.6%
Holding
19
New
–
Increased
3
Reduced
11
Closed
1

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$17.6M
2
BBT.PRG
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$652K
3
RBS.PRN
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$319K

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$16.3M
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$3.52M
3
CWH.PRD
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$2.91M
4
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$487K
5
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$314K

Sector Composition

1 Financials 13.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
1
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$59.6M 24.2%
52,413
+15,436
+42% +$17.6M
HSBC.PRA
2
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$32.1M 13.05%
1,303,978
-19,760
-1% -$487K
BCS.PRA.CL
3
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28.9M 11.71%
1,154,125
-2,594
-0.2% -$64.9K
RBS.PRL.CL
4
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$27.2M 11.05%
1,373,182
-15,829
-1% -$314K
BCS.PRD.CL
5
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$21.8M 8.86%
857,737
-138,529
-14% -$3.52M
BCS.PRC
6
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$20M 8.13%
793,441
-3,275
-0.4% -$82.7K
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$16M 6.48%
1,224,706
– –
BAC.PRL icon
8
Bank of America Series L
BAC.PRL
$3.84B
$14.4M 5.84%
13,306
-15,066
-53% -$16.3M
HPS
9
John Hancock Preferred Income Fund III
HPS
$474M
$11.3M 4.6%
677,144
– –
RBS.PRQ
10
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$6.59M 2.68%
301,200
-1,481
-0.5% -$32.4K
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.97M 0.8%
95,022
+15,367
+19% +$319K
BCS.PR.CL
12
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$1.92M 0.78%
78,538
-2,235
-3% -$54.6K
BBT.PRG
13
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$1.69M 0.68%
85,605
+33,080
+63% +$652K
KEY.PRG
14
DELISTED
KeyCorp Pfd
KEY.PRG
$1.17M 0.47%
9,362
– –
RBS.PRM
15
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$564K 0.23%
26,903
-1,556
-5% -$32.6K
RBS.PRR
16
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$486K 0.2%
24,140
-893
-4% -$18K
RBS.PRS.CL
17
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$315K 0.13%
14,694
-1,788
-11% -$38.3K
NW.PRC.CL
18
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$266K 0.11%
10,623
– –
CWH.PRD
19
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-125,781
Closed -$2.91M