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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$320M
AUM Growth
+$53M
Cap. Flow
-$495K
Cap. Flow %
-0.15%
Top 10 Hldgs %
98.16%
Holding
17
New
–
Increased
4
Reduced
9
Closed
–

Top Buys

Rank Stock Value
1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
+$827K
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
+$287K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$71.4K
4
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$720

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$900K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
+$277K
3
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
+$171K
4
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
+$141K
5
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
+$95.4K

Sector Composition

Rank Sector Weight
1 Financials 12.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRL.CL
1
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$66.8M 20.86%
1,423,743
-5,988
-0.4% -$141K
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$58.8M 18.37%
48,393
– –
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$40.7M 12.73%
1,586,307
+11,299
+0.7% +$287K
BCS.PRD.CL
4
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$36.8M 11.49%
725,232
-10,668
-1% -$277K
BCS.PRA.CL
5
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$30.1M 9.41%
1,167,535
-666
-0.1% -$17.1K
RBS.PRQ
6
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$20.6M 6.44%
812,965
-1,458
-0.2% -$36.6K
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.7M 6.16%
760,319
-3,692
-0.5% -$95.4K
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$15.2M 4.76%
597,201
+32,507
+6% +$827K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$927M
$13.4M 4.19%
1,037,783
-67,410
-6% -$900K
HPS
10
John Hancock Preferred Income Fund III
HPS
$458M
$12M 3.74%
670,344
– –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.88M 0.59%
76,282
-954
-1% -$23.4K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.59M 0.5%
62,337
-6,699
-10% -$171K
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.02M 0.32%
7,850
-150
-2% -$19.6K
RBS.PRT
14
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$443K 0.14%
17,381
+2,813
+19% +$71.4K
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.12%
16,306
– –
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$288K 0.09%
11,622
+29
+0.3% +$720
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$277K 0.09%
10,623
– –

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SRF
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7IH
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HPM
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GSC
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VM
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CZI
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Spectrum Asset Management (Connecticut)'s Q4 2014 Portfolio in Review

As of Q4 2014, Spectrum Asset Management (Connecticut) held 17 positions worth $320M, up 20% from $267M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Trading was light in Q4 2014: portfolio turnover was 0%. Spectrum Asset Management (Connecticut) opened no new positions and made no exits, leaving the 17-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 15% a quarter earlier.

  • Spectrum Asset Management (Connecticut) added most to BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) in Q4 2014, an estimated $827K increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q4 2014 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $900K.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 98% of its $320M portfolio in Q4 2014.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q4 2014.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 20% quarter-over-quarter to $320M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2014, filed 13 Feb 2015.