SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $65.5M
This Quarter Return
+0.97%
1 Year Return
-2.05%
3 Year Return
-3.77%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
-$865K
Cap. Flow %
-0.27%
Top 10 Hldgs %
98.16%
Holding
17
New
–
Increased
4
Reduced
9
Closed
–

Top Buys

1
BCS.PR.CL
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$829K
2
HSBC.PRA
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$290K
3
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$71.7K
4
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
$719

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$871K
2
BCS.PRD.CL
Barclays Bank Plc
BCS.PRD.CL
$541K
3
RBS.PRL.CL
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$281K
4
RBS.PRH.CL
Royal Bank Of Scotland Group
RBS.PRH.CL
$171K
5
BCS.PRC
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$95.7K

Sector Composition

1 Financials 12.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RBS.PRL.CL
1
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$66.8M 20.86% 1,423,743 -5,988 -0.4% -$281K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$58.8M 18.37% 48,393 – –
HSBC.PRA
3
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$40.7M 12.73% 1,586,307 +11,299 +0.7% +$290K
BCS.PRD.CL
4
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$36.8M 11.49% 725,232 -10,668 -1% -$541K
BCS.PRA.CL
5
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$30.1M 9.41% 1,167,535 -666 -0.1% -$17.2K
RBS.PRQ
6
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$20.6M 6.44% 812,965 -1,458 -0.2% -$37K
BCS.PRC
7
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$19.7M 6.16% 760,319 -3,692 -0.5% -$95.7K
BCS.PR.CL
8
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$15.2M 4.76% 597,201 +32,507 +6% +$829K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$13.4M 4.19% 1,037,783 -67,410 -6% -$871K
HPS
10
John Hancock Preferred Income Fund III
HPS
$474M
$12M 3.74% 670,344 – –
RBS.PRN
11
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.88M 0.59% 76,282 -954 -1% -$23.4K
RBS.PRH.CL
12
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$1.59M 0.5% 62,337 -6,699 -10% -$171K
KEY.PRG
13
DELISTED
KeyCorp Pfd
KEY.PRG
$1.03M 0.32% 7,850 -150 -2% -$19.6K
RBS.PRT
14
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$443K 0.14% 17,381 +2,813 +19% +$71.7K
RBS.PRR
15
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$389K 0.12% 16,306 – –
RBS.PRS.CL
16
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$288K 0.09% 11,622 +29 +0.3% +$719
NW.PRC.CL
17
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$277K 0.09% 10,623 – –