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SAMC
Spectrum Asset Management (Connecticut) Portfolio holdings
AUM
$50M
1-Year Est. Return
2.62%
This Fund
S&P 500
This Quarter
Est. Return
+5.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$75.4M
AUM Growth
-$188M
(-71%)
Cap. Flow
-$192M
Cap. Flow
% of AUM
-254.46%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
8
New
1
Increased
1
Reduced
2
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.59M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$671K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$157M |
| 2 |
Bank of America Series L
BAC.PRL
|
+$31.9M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.98M |
| 4 |
Invesco Preferred ETF
PGX
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $41.3M | 54.84% |
1,073,073
-106,421
| -9% | -$3.98M |
|
|
HPS
2
John Hancock Preferred Income Fund III
HPS
$457M
| $11.2M | 14.83% |
646,421
| – | – |
|
3
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $10.6M | 14.12% |
723,135
| – | – |
|
|
4
Invesco Preferred ETF
PGX
$3.81B
| $9.61M | 12.76% |
629,938
-67,445
| -10% | -$1.01M |
|
|
5
iShares Core US Aggregate Bond ETF
AGG
$137B
| $1.92M | 2.55% |
16,277
+13,523
| +491% | +$1.59M |
|
|
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $680K | 0.9% |
+4,925
| New | +$671K |
|
|
7
Bank of America Series L
BAC.PRL
$3.97B
| – | – |
-21,454
| Closed | -$31.9M |
|
|
8
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
| – | – |
-117,057
| Closed | -$157M |
|
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Spectrum Asset Management (Connecticut)'s Q4 2020 Portfolio in Review
As of Q4 2020, Spectrum Asset Management (Connecticut) held 8 positions worth $75.4M, down 71% from $263M the previous quarter. Its ten largest holdings account for 100% of the portfolio.
Spectrum Asset Management (Connecticut) withdrew a net $192M in Q4 2020, closing 2 positions and reducing 2 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $157M position sold in full.
Against the trend, Spectrum Asset Management (Connecticut) opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $680K.
- Spectrum Asset Management (Connecticut)'s largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 4,925 shares worth $680K.
- Spectrum Asset Management (Connecticut) added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $1.59M increase.
- Spectrum Asset Management (Connecticut)'s biggest Q4 2020 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $3.98M.
- Spectrum Asset Management (Connecticut) fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $157M.
- Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $75.4M portfolio in Q4 2020.
- Spectrum Asset Management (Connecticut) opened 1 new position and closed 2 in Q4 2020.
- Spectrum Asset Management (Connecticut)'s portfolio value fell 71% quarter-over-quarter to $75.4M.
Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2020, filed 8 Feb 2021.