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Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-3.54%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$394K
Cap. Flow
+$3.94M
Cap. Flow %
4.06%
Top 10 Hldgs %
100%
Holding
5
New
1
Increased
1
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.72M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.54M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$306K

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$68.4M 70.49%
47,187
+1,040
+2% +$1.54M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$933M
$13.5M 13.92%
966,571
– –
HPS
3
John Hancock Preferred Income Fund III
HPS
$457M
$12.5M 12.85%
646,421
– –
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.97B
$2.66M 2.74%
+1,833
New +$2.72M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-2,700
Closed -$306K

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SRF
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Spectrum Asset Management (Connecticut)'s Q4 2019 Portfolio in Review

As of Q4 2019, Spectrum Asset Management (Connecticut) held 5 positions worth $97.1M, up 0.41% from $96.7M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Spectrum Asset Management (Connecticut) deployed $3.94M of net new capital in Q4 2019, opening 1 new position and adding to 1 existing holding. Its largest new stake was Bank of America Series L: 1,833 shares worth $2.66M.

On the sell side, the most notable exit was iShares Core US Aggregate Bond ETF, an estimated $306K sold.

  • Spectrum Asset Management (Connecticut)'s largest Q4 2019 buy was Bank of America Series L: 1,833 shares worth $2.66M.
  • Spectrum Asset Management (Connecticut) added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2019, an estimated $1.54M increase.
  • Spectrum Asset Management (Connecticut) fully exited iShares Core US Aggregate Bond ETF in Q4 2019, selling an estimated $306K.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $97.1M portfolio in Q4 2019.
  • Spectrum Asset Management (Connecticut) opened 1 new position and closed 1 in Q4 2019.
  • Spectrum Asset Management (Connecticut)'s portfolio value rose 0.41% quarter-over-quarter to $97.1M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2019, filed 4 Feb 2020.