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SAMC

Spectrum Asset Management (Connecticut) Portfolio holdings

AUM $50M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
-2.62%
3 Year Est. Return
-2.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$4M
Cap. Flow
+$193K
Cap. Flow %
0.17%
Top 10 Hldgs %
100%
Holding
7
New
–
Increased
3
Reduced
2
Closed
–

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$3.24M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$2.27M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$722K

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.33M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.71M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
1
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$47.2M 40.26%
42,292
-3,749
-8% -$4.33M
PGX icon
2
Invesco Preferred ETF
PGX
$3.81B
$31.1M 26.57%
2,836,727
+289,503
+11% +$3.24M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.96B
$11.2M 9.58%
10,092
-1,470
-13% -$1.71M
HPS
4
John Hancock Preferred Income Fund III
HPS
$456M
$8.62M 7.36%
646,421
– –
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$935M
$7M 5.98%
723,135
– –
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.3B
$6.72M 5.74%
223,029
+23,617
+12% +$722K
VRP icon
7
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$5.29M 4.52%
236,603
+100,794
+74% +$2.27M

Similar funds

AP
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VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
SRF
Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s Q3 2023 Portfolio in Review

As of Q3 2023, Spectrum Asset Management (Connecticut) held 7 positions worth $117M, down 3.3% from $121M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Trading was light in Q3 2023: portfolio turnover was 0%. Spectrum Asset Management (Connecticut) opened no new positions and made no exits, leaving the 7-position portfolio largely intact.

  • Spectrum Asset Management (Connecticut) added most to Invesco Preferred ETF in Q3 2023, an estimated $3.24M increase.
  • Spectrum Asset Management (Connecticut)'s biggest Q3 2023 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $4.33M.
  • Spectrum Asset Management (Connecticut)'s ten largest holdings make up 100% of its $117M portfolio in Q3 2023.
  • Spectrum Asset Management (Connecticut) opened 0 new positions and closed 0 in Q3 2023.
  • Spectrum Asset Management (Connecticut)'s portfolio value fell 3.3% quarter-over-quarter to $117M.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q3 2023, filed 2 Nov 2023.