Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2401
$1K ﹤0.01%
+77
2402
$1K ﹤0.01%
+170
2403
$1K ﹤0.01%
+238
2404
$1K ﹤0.01%
+59
2405
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+199
2406
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+100
2407
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687
+17
2408
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9
+8
2409
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56
-44
2410
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+4
2411
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30
-1,046
2412
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20
-200
2413
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15
+9
2414
$1K ﹤0.01%
128
-120
2415
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+100
2416
$1K ﹤0.01%
+41
2417
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55
-100
2418
$1K ﹤0.01%
+86
2419
$1K ﹤0.01%
+100
2420
$1K ﹤0.01%
+78
2421
$1K ﹤0.01%
23
2422
$1K ﹤0.01%
110
-3,443
2423
$1K ﹤0.01%
689
-59,941
2424
$1K ﹤0.01%
+58
2425
$1K ﹤0.01%
+8