Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2401
$11K ﹤0.01%
200
-85,121
2402
$11K ﹤0.01%
+1,548
2403
$11K ﹤0.01%
252
-56,630
2404
$11K ﹤0.01%
+326
2405
$11K ﹤0.01%
3,718
-7,559
2406
$11K ﹤0.01%
+236
2407
$11K ﹤0.01%
4,895
-5,687
2408
$11K ﹤0.01%
422
+27
2409
$11K ﹤0.01%
3,699
-12,059
2410
$11K ﹤0.01%
+1,008
2411
$11K ﹤0.01%
1,209
+1,204
2412
$11K ﹤0.01%
+216
2413
$11K ﹤0.01%
+2,366
2414
$11K ﹤0.01%
+509
2415
$11K ﹤0.01%
+2,560
2416
$11K ﹤0.01%
338
-1,552
2417
$11K ﹤0.01%
4,618
-64,156
2418
$11K ﹤0.01%
+1,427
2419
$10K ﹤0.01%
2,188
-1,552
2420
$10K ﹤0.01%
+272
2421
$10K ﹤0.01%
1,082
-15,418
2422
$10K ﹤0.01%
1,607
-1,331
2423
$10K ﹤0.01%
+245
2424
$10K ﹤0.01%
2,215
-14,371
2425
$10K ﹤0.01%
2,478
-12,279