Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2376
$2K ﹤0.01%
1,696
-8,521
2377
$2K ﹤0.01%
5,103
-4,523
2378
$2K ﹤0.01%
9
-4
2379
$2K ﹤0.01%
2,607
-14,162
2380
$2K ﹤0.01%
+100
2381
$2K ﹤0.01%
+1,241
2382
$2K ﹤0.01%
+200
2383
$2K ﹤0.01%
+2,865
2384
$1K ﹤0.01%
+24
2385
$1K ﹤0.01%
26
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2386
$1K ﹤0.01%
+310
2387
$1K ﹤0.01%
85
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2388
$1K ﹤0.01%
+127
2389
$1K ﹤0.01%
57
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2390
$1K ﹤0.01%
8
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2391
$1K ﹤0.01%
+76
2392
$1K ﹤0.01%
37
2393
$1K ﹤0.01%
+110
2394
$1K ﹤0.01%
+106
2395
$1K ﹤0.01%
192
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2396
$1K ﹤0.01%
+475
2397
$1K ﹤0.01%
+200
2398
$1K ﹤0.01%
78
-41
2399
$1K ﹤0.01%
+51
2400
$1K ﹤0.01%
309
-5,444