Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2301
$3K ﹤0.01%
93
-310
2302
$3K ﹤0.01%
8,850
-37,883
2303
$3K ﹤0.01%
+4,322
2304
$3K ﹤0.01%
+385
2305
$3K ﹤0.01%
225
-1,131
2306
$2K ﹤0.01%
+228
2307
$2K ﹤0.01%
1,000
-14,342
2308
$2K ﹤0.01%
96
+57
2309
$2K ﹤0.01%
18
-3
2310
$2K ﹤0.01%
+34
2311
$2K ﹤0.01%
2
-24
2312
$2K ﹤0.01%
65
+2
2313
$2K ﹤0.01%
+59
2314
$2K ﹤0.01%
+34
2315
$2K ﹤0.01%
+452
2316
$2K ﹤0.01%
+287
2317
$2K ﹤0.01%
43
+4
2318
$2K ﹤0.01%
+138
2319
$2K ﹤0.01%
+104
2320
$2K ﹤0.01%
10
2321
$2K ﹤0.01%
+1,890
2322
$2K ﹤0.01%
16
-200
2323
$2K ﹤0.01%
105
-49
2324
$2K ﹤0.01%
119
+105
2325
$2K ﹤0.01%
108
-2,012