Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2226
$5K ﹤0.01%
550
+59
2227
$5K ﹤0.01%
206
+14
2228
$5K ﹤0.01%
+3,482
2229
$5K ﹤0.01%
541
-2,699
2230
$5K ﹤0.01%
17,935
+9,085
2231
$5K ﹤0.01%
20,259
+15,937
2232
$5K ﹤0.01%
+5,113
2233
$4K ﹤0.01%
+100
2234
$4K ﹤0.01%
225
-249
2235
$4K ﹤0.01%
+100
2236
$4K ﹤0.01%
+304
2237
$4K ﹤0.01%
+100
2238
$4K ﹤0.01%
+246
2239
$4K ﹤0.01%
+3,471
2240
$4K ﹤0.01%
+203
2241
$4K ﹤0.01%
+1,936
2242
$4K ﹤0.01%
1,167
-4,687
2243
$4K ﹤0.01%
+200
2244
$4K ﹤0.01%
1,061
-2,374
2245
$4K ﹤0.01%
+298
2246
$4K ﹤0.01%
+19
2247
$4K ﹤0.01%
1,241
+481
2248
$4K ﹤0.01%
335
2249
$4K ﹤0.01%
+79
2250
$4K ﹤0.01%
+96