Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$3.17M ﹤0.01%
29,860
+27,153
202
$3.15M ﹤0.01%
110,566
-18,438
203
$3.15M ﹤0.01%
+39,485
204
$3.14M ﹤0.01%
76,659
+17,189
205
$3.14M ﹤0.01%
+102,349
206
$3.12M ﹤0.01%
7,089
+3,549
207
$3.09M ﹤0.01%
+218,709
208
$3.09M ﹤0.01%
49,382
+28,120
209
$3.07M ﹤0.01%
+21,083
210
$3.03M ﹤0.01%
+182,666
211
$3.02M ﹤0.01%
+19,014
212
$3.02M ﹤0.01%
408,654
+243,659
213
$3.02M ﹤0.01%
95,367
+81,108
214
$2.97M ﹤0.01%
+387,276
215
$2.93M ﹤0.01%
135,423
+98,183
216
$2.92M ﹤0.01%
87,547
-8,899
217
$2.9M ﹤0.01%
183,425
-44,597
218
$2.89M ﹤0.01%
+14,810
219
$2.89M ﹤0.01%
189,849
-27,872
220
$2.88M ﹤0.01%
12,394
+10,853
221
$2.88M ﹤0.01%
+6,763
222
$2.84M ﹤0.01%
552,391
+399,184
223
$2.84M ﹤0.01%
49,651
+48,123
224
$2.84M ﹤0.01%
48,661
+21,308
225
$2.83M ﹤0.01%
+62,960