Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,630
New
Increased
Reduced
Closed

Top Buys

1 +$120M
2 +$93.9M
3 +$71.7M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.7M
5
C icon
Citigroup
C
+$39.4M

Top Sells

1 +$136M
2 +$118M
3 +$56.2M
4
MSFT icon
Microsoft
MSFT
+$52.4M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$45.6M

Sector Composition

1 Technology 16.08%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.42%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$3.21M 0.1%
224,157
+1,159
202
$3.21M 0.1%
326,791
+84,556
203
$3.16M 0.1%
+130,864
204
$3.14M 0.1%
+44,745
205
$3.12M 0.1%
10,418
+3,522
206
$3.12M 0.1%
47,360
-42,881
207
$3.11M 0.1%
+9,987
208
$3.11M 0.1%
56,734
-107,112
209
$3.11M 0.1%
32,219
+8,660
210
$3.07M 0.1%
36,517
+29,699
211
$3.07M 0.1%
62,436
-30,815
212
$3.06M 0.1%
+70,451
213
$3.05M 0.09%
+28,979
214
$3.04M 0.09%
374,067
+198,650
215
$3.02M 0.09%
+12,415
216
$3M 0.09%
114,273
+81,364
217
$3M 0.09%
+70,404
218
$3M 0.09%
431,056
-363,180
219
$2.97M 0.09%
146,312
+82,447
220
$2.96M 0.09%
53,990
-993
221
$2.95M 0.09%
24,140
+6,188
222
$2.92M 0.09%
155,317
-115,059
223
$2.92M 0.09%
+17,747
224
$2.91M 0.09%
49,585
-6,848
225
$2.88M 0.09%
37,536
-16,142