Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$2.16M ﹤0.01%
+2,561
202
$2.14M ﹤0.01%
34,025
-33,433
203
$2.13M ﹤0.01%
45,071
+19,429
204
$2.12M ﹤0.01%
+89,496
205
$2.11M ﹤0.01%
+164,526
206
$2.09M ﹤0.01%
221,702
+140,545
207
$2.09M ﹤0.01%
+101,928
208
$2.08M ﹤0.01%
71,564
-114,151
209
$2.07M ﹤0.01%
33,906
+30,110
210
$2.07M ﹤0.01%
336,004
+125,218
211
$2.04M ﹤0.01%
5,839
-27,254
212
$2.04M ﹤0.01%
398,631
+61,873
213
$2.03M ﹤0.01%
+70,643
214
$2.02M ﹤0.01%
242,235
+71,792
215
$2M ﹤0.01%
61,714
+48,099
216
$1.97M ﹤0.01%
6,896
-107
217
$1.97M ﹤0.01%
25,210
-54,594
218
$1.97M ﹤0.01%
22,872
+22,142
219
$1.96M ﹤0.01%
+37,160
220
$1.95M ﹤0.01%
78,949
+24,404
221
$1.94M ﹤0.01%
57,336
-8,124
222
$1.94M ﹤0.01%
+26,012
223
$1.93M ﹤0.01%
34,772
+25,490
224
$1.9M ﹤0.01%
+76,014
225
$1.89M ﹤0.01%
+89,554